Broker/Dealer Advisory Content

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Memo#
7797

NSCC SYSTEM SERVICES MANAGEMENT WORKSHOP

April 18, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 10-96 BROKER/DEALER ADVISORY COMMITTEE No. 6-96 OPERATIONS MEMBERS No. 17-96 TRANSFER AGENT ADVISORY COMMITTEE No. 21-96 RE: NSCC SYSTEM SERVICES MANAGEMENT WORKSHOP ______________________________________________________________...
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Memo#
7756

MEETING NOTICE

April 1, 1996 TO: BROKER/DEALER ADVISORY COMMITTEE No. 5-96 RE: MEETING NOTICE ______________________________________________________________________________ The next meeting of the ICI Broker Dealer Advisory Committee will take place at the ICIs offices in Washington on Wednesday...
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Memo#
7680

OPERATIONS COMMITTEE MEMBER NOMINATED TO NSCC BOARD

March 5, 1996 TO: OPERATIONS MEMBERS No. 9-96 BROKER/DEALER ADVISORY COMMITTEE No. 4-96 BANK BROKER/DEALER ADVISORY COMMITTEE No. 5-96 TRANSFER AGENT ADVISORY COMMITTEE No. 11-96 RE: OPERATIONS COMMITTEE MEMBER NOMINATED TO NSCC BOARD __________________________________________________...
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Memo#
7673

SUMMARY OF 2/8/96 MEETING

February 29, 1996 TO: BROKER/DEALER ADVISORY COMMITTEE No. 3-96 RE: SUMMARY OF 2/8/96 MEETING ______________________________________________________________________________ Attached is a summary of the Broker Dealer Advisory Committee Meeting which took place Thursday, February 8...
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Memo#
7558

GUIDELINES FOR LOST SHAREHOLDER LOCATION EFFORTS

January 16, 1996 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 2-96 BROKER/DEALER ADVISORY COMMITTEE No. 2-96 OPERATIONS MEMBERS No. 4-96 TRANSFER AGENT ADVISORY COMMITTEE No. 4-96 RE: GUIDELINES FOR LOST SHAREHOLDER LOCATION EFFORTS ___________________________________________________...
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Memo#
7536

White Paper on Conversion of B to A Shares

January 5, 1996 TO: OPERATIONS MEMBERS No. 2-96 BANK BROKER/DEALER ADVISORY COMMITTEE No. 1-96 BROKER/DEALER ADVISORY COMMITTEE No. 1-96 TRANSFER AGENT ADVISORY COMMITTEE No. 1-96 RE: WHITE PAPER ON CONVERSION OF B TO A SHARES __________________________________________________________...
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Memo#
7500

ICI BROKER DEALER ADVISORY COMMITTEE UPDATE

December 20, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 28-95 BROKER/DEALER ADVISORY COMMITTEE No. 31-95 OPERATIONS MEMBERS No. 52-95 TRANSFER AGENT ADVISORY COMMITTEE No. 62-95 RE: ICI BROKER DEALER ADVISORY COMMITTEE UPDATE ___________________________________________________...
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Memo#
7499

SUMMARY OF 11/27 BDAC MEETING

December 20, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 30-95 RE: SUMMARY OF 11/27 BDAC MEETING ______________________________________________________________________________ Attached you will find a summary of the Broker Dealer Advisory Committee Meeting that took place Monday...
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Memo#
7390

11/27/95 MEETING AGENDA & ATTENDEES LIST

November 3, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 29-95 RE: 11/27/95 MEETING AGENDA & ATTENDEES LIST ______________________________________________________________________________ As you are aware, the next meeting of the Broker Dealer Advisory Committee will be held in San...