Broker/Dealer Advisory Content

September 10, 1996 TO: BROKER/DEALER ADVISORY COMMITTEE No. 17-96 BANK AND TRUST ADVISORY COMMITTEE No. 28-96 OPERATIONS MEMBERS No. 43-96 TRANSFER AGENT ADVISORY COMMITTEE No. 55-96 RE: NSCC IMPORTANT NOTICE ANNOUNCING FUND/SERV FUNCTIONALITY FOR FUND-TO-FUND TRANSFERS OF IRA...

August 13, 1996 TO: ACCOUNTING/TREASURERS MEMBERS No. 22-96 BANK AND TRUST ADVISORY COMMITTEE No. 27-96 BROKER/DEALER ADVISORY COMMITTEE No. 16-96 OPERATIONS MEMBERS No. 38-96 TRANSFER AGENT ADVISORY COMMITTEE No. 47-96 RE: NASDAQ TO IMPLEMENT ROLLING DISSEMINATION OF MUTUAL FUND...

August 2, 1996 TO: OPERATIONS COMMITTEE No. 15-96 TRANSFER AGENT ADVISORY COMMITTEE No. 44-96 BROKER/DEALER ADVISORY COMMITTEE No. 15-96 BANK AND TRUST ADVISORY COMMITTEE No. 26-96 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 1-96 RE: OPERATIONS CONFERENCE REGULATORY PANEL...

August 1, 1996 TO: BROKER/DEALER ADVISORY COMMITTEE No. 14-96 RE: MEETINGS OCTOBER 23 & 24, 1996 ______________________________________________________________________________ The next meeting of the ICI Broker Dealer Advisory Committee and it
s NSCC Enhancements Sub-Committee will...

1 See Memorandum to SEC Rules Committee No. 40-96; Closed-End Fund Committee No. 13-96; Unit Investment Trust Committee No. 22-96; Investment Advisers Committee No. 9-96; Subcommittee On Advertising No. 7-96; Broker/Dealer Advisory Committee No. 8-96; Transfer Agent Advisory Committee...

June 26, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 21-96 BROKER/DEALER ADVISORY COMMITTEE No. 12-96 OPERATIONS MEMBERS No. 29-96 TRANSFER AGENT ADVISORY COMMITTEE No. 35-96 RE: ICI BROKER/DEALER ADVISORY COMMITTEE UPDATE ___________________________________________________________...

June 10, 1996 TO: ACCOUNTING/TREASURERS MEMBERS No. 16-96 BANK AND TRUST ADVISORY COMMITTEE No. 18-96 BROKER/DEALER ADVISORY COMMITTEE No. 11-96 MEMBERS - ONE PER COMPLEX No. 47-96 OPERATIONS MEMBERS No. 26-96 TRANSFER AGENT ADVISORY COMMITTEE No. 31-96 RE: YEAR 2000 DATA PROCESSING...

June 7, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 17-96 BROKER/DEALER ADVISORY COMMITTEE No. 10-96 BROKER/DEALER ASSOCIATE MEMBERS No. 11-96 OPERATIONS MEMBERS No. 25-96 TRANSFER AGENT ADVISORY COMMITTEE No. 30-96 RE: NSCC SYSTEM SERVICES MANAGEMENT WORKSHOP _____________________...

May 23, 1996 TO: BOARD OF GOVERNORS No. 22-96 BROKER/DEALER ADVISORY COMMITTEE No. 9-96 DIRECT MARKETING COMMITTEE No. 12-96 INDUSTRY STATISTICS COMMITTEE No. 15-96 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 12-96 MARKETING POLICY COMMITTEE No. 16-96 MEMBERS - ONE PER COMPLEX No. 38-96...

1 Release No. IC-21945; IA-1562 (May 9, 1996). 2 See Memorandum to Accounting/Treasurers Committee No. 47-95, Closed-End Fund Committee No. 34-95, SEC Rules Committee No. 73-95, Unit Investment Trust Members No. 52-95, dated October 10, 1995. 3 Release No. IC-21946 (May 9, 1996). Both...