Broker/Dealer Advisory Content

[9995] June 8, 1998 TO: OPERATIONS MEMBERS No. 14-98 ACCOUNTING/TREASURERS COMMITTEE No. 23-98 BANK AND TRUST ADVISORY COMMITTEE No. 8-98 BROKER/DEALER ADVISORY COMMITTEE No. 9-98 TRANSFER AGENT ADVISORY COMMITTEE No. 27-98 SEC RULES COMMITTEE No. 55-98 SMALL FUNDS COMMITTEE No. 10-98...

[9983] June 2, 1998 TO: BROKER/DEALER ADVISORY COMMITTEE No. 8-98 RE: MAY 12, 1998 MEETING SUMMARY ______________________________________________________________________________

[9878] April 28, 1998 TO: BROKER/DEALER ADVISORY COMMITTEE No. 7-98 RE: UPCOMING MEETING 5/12/98 AT ICI'S OFFICES _____________________________________________________________________________ Attached you will find the agenda and support materials for the Tuesday, 5/12/98 meeting of...

[9829] April 8, 1998 TO: BANK AND TRUST ADVISORY COMMITTEE No. 4-98 BROKER/DEALER ADVISORY COMMITTEE No. 6-98 OPERATIONS MEMBERS No. 10-98 TRANSFER AGENT ADVISORY COMMITTEE No. 22-98 RE: DEFINED CONTRIBUTION PROCESSING GUIDELINES _______________________________________________________...

[9814] April 1, 1998 TO: BROKER/DEALER ADVISORY COMMITTEE No. 5-98 RE: MEETINGS - MAY 11 & 12, 1998 ______________________________________________________________________________ As you are aware, the next meeting of the NSCC Enhancements Committee will take place on Monday, May 11 at...

[9755] March 13, 1998 TO: BANK AND TRUST ADVISORY COMMITTEE No. 3-98 BROKER/DEALER ADVISORY COMMITTEE No. 4-98 OPERATIONS COMMITTEE No. 15-98 TRANSFER AGENT ADVISORY COMMITTEE No. 16-98 RE: MEDALLION STAMP DOCUMENT PREPARED BY TRANSFER AGENT ADVISORY COMMITTEE TASK FORCE _____________...

[9744] March 10, 1998 TO: BROKER/DEALER ADVISORY COMMITTEE No. 2-98 RE: SUMMARY OF 02/12/98 BDAC MEETING IN WASHINGTON, DC ______________________________________________________________________________ Attached you will find a summary of the Broker Dealer Advisory Committee Meeting...

[9746] March 10, 1998 TO: BANK AND TRUST ADVISORY COMMITTEE No. 2-98 BROKER/DEALER ADVISORY COMMITTEE No. 3-98 OPERATIONS MEMBERS No. 9-98 TRANSFER AGENT ADVISORY COMMITTEE No. 13-98 RE: TRUST PROCESSING GUIDELINES ______________________________________________________________________...

[9631] February 2, 1998 TO: BROKER/DEALER ADVISORY COMMITTEE No. 1-98 RE: UPCOMING MEETING 2/12/98 AT ICI’S OFFICES ______________________________________________________________________________ Attached you will find the agenda for the 2/12/98 combined meeting of the Broker Dealer...

[9561] December 31, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 28-97 RE: MEETING THURSDAY, FEBRUARY 12, 1997 ______________________________________________________________________________ The next meeting of the ICI Broker Dealer Advisory Committee will be held on Thursday...