Broker/Dealer Advisory Content

[10968] May 11, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 10-99 RE: MEETING AGENDA - MAY 18, 1999 ______________________________________________________________________________ The next meeting of the Broker/Dealer Advisory Committee will take place on Tuesday, May 18 at the...

[10919] April 20, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 9-99 RE: SIIA CONFERENCE ON STREAMLINING SECURITIES PROCESSING ______________________________________________________________________________ The Software and Information Industry Association is sponsoring a conference on...

[10855] April 1, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 8-99 RE: NOTICE OF MEETING - MAY 18, 1999 ______________________________________________________________________________ The next meeting of the ICI Broker/Dealer Advisory Committee will be held on Tuesday, May 18 at the...

[10764] March 2, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 6-99 RE: SUMMARY OF FEBRUARY 11, 1999 MEETING ______________________________________________________________________________ Attached is a summary of the Broker/Dealer Advisory Committee meeting held on February 11, 1999...

[10766] March 2, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 6-99 BROKER/DEALER ADVISORY COMMITTEE No. 7-99 OPERATIONS COMMITTEE No. 8-99 TRANSFER AGENT ADVISORY COMMITTEE No. 19-99 RE: INSTITUTE MEMORANDUM ON "EMERGENCY" PRICING PROCEDURES _________________________________________...

[10761] February 26, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 5-99 BROKER/DEALER ADVISORY COMMITTEE No. 5-99 OPERATIONS MEMBERS No. 9-99 TRANSFER AGENT ADVISORY COMMITTEE No. 17-99 RE: GIFTS OF MUTUAL FUND SHARES PROCEDURES & FORMS AVAILABLE ON ICI MEMBER WEBSITE _______________...

[10726] February 12, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 4-99 RE: MUTUAL FUND COMPLIANCE CONFERENCE SCHEDULED FOR JUNE 10-11, 1999 -- MARK YOUR CALENDAR ______________________________________________________________________________ The Institute will hold its first Mutual...

[10692] February 3, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 3-99 RE: SUMMARY OF NOVEMBER 4, 1998 MEETING ______________________________________________________________________________ Attached is a summary of the Broker/Dealer Advisory Committee meeting held on November 4, 1998...

[10685] February 1, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 2-99 RE: MEETING - FEBRUARY 11, 1999 ______________________________________________________________________________ The next meeting of the Broker/Dealer Advisory Committee will take place on Thursday, February 11 at...

[10640] January 12, 1999 TO: OPERATIONS MEMBERS No. 3-99 BROKER/DEALER ADVISORY COMMITTEE No. 1-99 TRANSFER AGENT ADVISORY COMMITTEE No. 5-99 SMALL FUNDS MEMBERS No. 1-99 TECHNOLOGY TASK FORCE RE: 1999 SECURITIES INDUSTRY ASSOCIATION YEAR 2000 INDUSTRY TESTING SEMINAR - FEBRUARY 2-3...