Broker/Dealer Advisory Content

[10611] December 29, 1998 TO: BROKER/DEALER ADVISORY COMMITTEE No. 19-98 RE: MEETING - FEBRUARY 11, 1999 ______________________________________________________________________________ The next meeting of the Broker/Dealer Advisory Committee will take place on Thursday, February 11 at...

1 See Institute Memorandum to Tax Members No. 30-98, Accounting/Treasurers Members No. 24-98, Operations Members No. 24-98, Broker/Dealer Advisory Committee No. 14-98 and Transfer Agent Advisory Committee No. 59-98, dated September 22, 1998. 2 See Institute Memorandum to Accounting...

1 See, e.g., Institute Memorandum to Accounting/Treasurers Members No. 31-98, Closed-End Investment Company Members No. 38-98, Operations Members No. 29-98, Tax Members No. 36-98, Transfer Agent Advisory Committee No. 70-98 and Unit Investment Trust Members No. 29-98, dated October 22...

1 See Institute Memorandum to Tax Members No. 30-98, Accounting/Treasurers Members No. 24-98, Operations Members No. 24-98, Broker/Dealer Advisory Committee No. 14-98 and Transfer Agent Advisory Committee No. 59-98, dated September 22, 1998. 2 The SIA and ABA Contact Lists are...

[10393] October 21, 1998 TO: BROKER/DEALER ADVISORY COMMITTEE No. 15-98 RE: MEETING AGENDA - NOVEMBER 4, 1998 ______________________________________________________________________________ The next meeting of the Broker/Dealer Advisory Committee will take place on Wednesday, November...

1 This year-end information often is referred to as “reclassified” tax information because of the practice at many brokerage firms and banks to treat distributions from RICs and REITs as ordinary income until advised to “reclassify” the income, such as to long-term capital gain....

[10233] August 27, 1998 TO: BROKER/DEALER ADVISORY COMMITTEE No. 13-98 RE: NOTICE OF MEETING - NOVEMBER 4, 1998 1999 MEETING SCHEDULE ______________________________________________________________________________ The next meeting of the Broker/Dealer Advisory Committee will take place...

[10215] August 20, 1998 TO: BANK AND TRUST ADVISORY COMMITTEE No. 11-98 BROKER/DEALER ADVISORY COMMITTEE No. 12-98 OPERATIONS COMMITTEE No. 34-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 72-98 TRANSFER AGENT ADVISORY COMMITTEE No. 50-98 RE: PARTICIPATION - YEAR 2000 INDUSTRYWIDE TESTING...

[10092] July 2, 1998 TO: BANK AND TRUST ADVISORY COMMITTEE No. 9-98 BROKER/DEALER ADVISORY COMMITTEE No. 11-98 OPERATIONS MEMBERS No. 18-98 TRANSFER AGENT ADVISORY COMMITTEE No. 36-98 RE: INTRODUCTION TO TRUST PROCESSING ________________________________________________________________...

1 See Institute Memorandum to Tax Members No. 27-97, Accounting/Treasurers Members No. 31-97, Operations Members No. 13-97, International Members No. 12-97, Closed-End Investment Company Members No. 23-97, Unit Investment Trust Members No. 28-97 and Transfer Agent Advisory Committee...