Broker/Dealer Advisory Content

April 17, 1997 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 24-97 RESEARCH COMMITTEE No. 5-97 INDUSTRY STATISTICS COMMITTEE No. 4-97 DIRECT MARKETING COMMITTEE No. 9-97 SALES FORCE MARKETING COMMITTEE No. 9-97 SMALL FUNDS COMMITTEE No. 6-97 OPERATIONS COMMITTEE No. 11-97 TRANSFER AGENT...

March 13, 1997 TO: BANK AND TRUST ADVISORY COMMITTEE No. 3-97 BROKER/DEALER ADVISORY COMMITTEE No. 5-97 OPERATIONS MEMBERS No. 7-97 TRANSFER AGENT ADVISORY COMMITTEE No. 12-97 RE: TRANSFER OF RETIREMENT ASSETS PILOT GROUP MOVES INTO PRODUCTION _________________________________________...

February 26, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 4-97 RE: SUMMARY OF 02/20/97 MEETING ______________________________________________________________________________ Attached you will find a summary of the Broker/Dealer Advisory Committee Meeting which took place on Thursday...

* See Memorandum to Broker/Dealer Advisory Committee No. 20-96, Operations Committee No. 34-96, SEC Rules Committee No. 132-96 and Transfer Agent Advisory Committee No. 71-96, dated December 19, 1996. February 6, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 3-97 OPERATIONS COMMITTEE...

January 3, 1997 TO: ACCOUNTING/TREASURERS MEMBERS No. 1-97 BANK AND TRUST ADVISORY COMMITTEE No. 1-97 BROKER/DEALER ADVISORY COMMITTEE No. 2-97 OPERATIONS MEMBERS No. 1-97 TRANSFER AGENT ADVISORY COMMITTEE No. 1-97 RE: AMENDED INCLUSION CRITERIA FOR NASDAQ MUTUAL FUND QUOTATION...

December 19, 1996 TO: BROKER/DEALER ADVISORY COMMITTEE No. 20-96 OPERATIONS COMMITTEE No. 34-96 SEC RULES COMMITTEE No. 132-96 TRANSFER AGENT ADVISORY COMMITTEE No. 71-96 RE: SEC STAFF INQUIRY REGARDING ""PORTABILITY"" OF MUTUAL FUND SHARES ____________________________________________...

November 21, 1996 TO: ACCOUNTING/TREASURERS MEMBERS No. 40-96 BANK AND TRUST ADVISORY COMMITTEE No. 32-96 BROKER/DEALER ADVISORY COMMITTEE No. 19-96 CHIEF COMPLEX CONTACTS (MEMBERS - ONE PER COMPLEX) No. 85-96 OPERATIONS MEMBERS No. 50-96 TRANSFER AGENT ADVISORY COMMITTEE No. 66-96 RE...

October 29, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 30-96 BROKER/DEALER ADVISORY COMMITTEE No. 18-96 COMPLIANCE COMMITTEE No. 31-96 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 5-96 DIRECT MARKETING COMMITTEE No. 32-96 HUMAN RESOURCES FORUM No. 6-96 HUMAN RESOURCES...