Broker/Dealer Advisory Content

May 9, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 18-95 RE: MAY 1995 MEETING SUMMARY ______________________________________________________________________________ Attached please find a summary of the Broker Dealer Advisory Committee Meeting which took place Wednesday, May 3rd and...

April 17, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 17-95 RE: LIST OF INTENDED ATTENDEES FOR BDAC MEETING 5/3 & 5/4 ______________________________________________________________________________ Dealers: Muire Turkus Dean Witter Bill Winter Edwards, A.G. Charles Warner Hilliard...

April 17, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 16-95 RE: BDAC MEETING 5/3/95 & 5/4/95 IN BOSTON, MA ______________________________________________________________________________ Enclosed please find an updated agenda and attendees list for the upcoming ICI Broker Dealer...

April 13, 1995 TO: ACCOUNTING/TREASURERS MEMBERS No. 20-95 BANK BROKER/DEALER ADVISORY COMMITTEE No. 13-95 BROKER/DEALER ADVISORY COMMITTEE No. 15-95 MEMBERS - ONE PER COMPLEX No. 39-95 OPERATIONS MEMBERS No. 20-95 SMALL FUNDS COMMITTEE No. 5-95 TRANSFER AGENT ADVISORY COMMITTEE No...

April 4, 1995 TO: OPERATIONS COMMITTEE No. 17-95 BROKER/DEALER ADVISORY COMMITTEE No. 14-95 BANK BROKER/DEALER ADVISORY COMMITTEE No. 12-95 TRANSFER AGENT ADVISORY COMMITTEE No. 24-95 RE: MANNY HERNANDEZ RETIRES FROM COLONIAL ___________________________________________________________...

April 3, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 11-95 BROKER/DEALER ADVISORY COMMITTEE No. 13-95 OPERATIONS MEMBERS No. 18-95 SEC RULES MEMBERS No. 25-95 TRANSFER AGENT ADVISORY COMMITTEE No. 23-95 RE: SEC APPROVES CHANGES TO NASD PROMPT PAYMENT AND OTHER RULES TO...

March 28, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 12-95 RE: HOTEL RESERVATIONS FOR BDAC MEETING 5/3/95 & 5/4/95 IN BOSTON, MA ______________________________________________________________________________ This is to notify you that the cut-off date for making room reservations...

March 23, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 11-95 RE: UPCOMING MEETING IN BOSTON 5/3 & 5/4 1995 ______________________________________________________________________________ Attached please find a preliminary agenda and a preliminary list of attendees for the Broker...

March 22, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 9-95 BROKER/DEALER ADVISORY COMMITTEE No. 10-95 DIRECT MARKETING COMMITTEE No. 19-95 HUMAN RESOURCES FORUM No. 8-95 MARKETING POLICY COMMITTEE No. 20-95 MEMBERS - ONE PER COMPLEX No. 35-95 OPERATIONS COMMITTEE No. 16-95...

March 9, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 9-95 OPERATIONS MEMBERS No. 13-95 RE: T+3 ______________________________________________________________________________ The ICI Broker Dealer Advisory Committee’s next meeting takes place May 3 and May 4, 1995, exactly 1 month...