Broker/Dealer Advisory Content

July 12, 1994 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 13-94 OPERATIONS COMMITTEE NO. 15-94 SALES FORCE MARKETING COMMITTEE NO. 23-94 RE: PROPOSED RULE CHANGE TO MANDATE USE OF ACATS FUND/SERV FOR BROKER TO BROKER TRANSFERS OF MUTUAL FUND ACCOUNT POSITIONS ____________________________...

June 28, 1994 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 12-94 RE: NEXT MEETING SEPTEMBER 22-23 IN WASHINGTON, D.C. __________________________________________________________ The next meeting of the full ICI/NSCC Enhancement Committee and the next meeting of the ICI Broker Dealer...

May 16, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 11-94 BROKER/DEALER ADVISORY COMMITTEE NO. 10-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 9-94 RE: MUTUAL FUNDS STATUS REPORT FIR MONTH ENDING MARCH, 1994 __________________________________________________________...

May 16, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 12-94 BROKER/DEALER ADVISORY COMMITTEE NO. 11-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 10-94 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING MARCH, 1994 __________________________________________________________

April 22, 1994 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 9-94 RE: MEETING - JUNE 8TH & 9TH IN NYC __________________________________________________________ Please find attached the minutes of the Broker/Dealer Advisory Committee Meeting which took place in Jacksonville, Florida on...

April 11, 1994 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 8-94 RE: MEETING - JUNE 8th & 9TH IN NYC _________________________________________________________________ ______ The next meeting of the Broker Dealer Advisory Committee will take place in New York City commencing Wednesday...

April 5, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 9-94 BROKER/DEALER ADVISORY COMMITTEE NO. 7-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 7-94 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING FEBRUARY, 1994 __________________________________________________________...

April 5, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 8-94 BROKER/DEALER ADVISORY COMMITTEE NO. 6-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 6-94 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING JANUARY, 1994 __________________________________________________________...

February 4, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 4-94 BROKER/DEALER ADVISORY COMMITTEE NO. 5-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 4-94 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING DECEMBER, 1993 ____________________________________________________________...

January 18, 1994 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 4-94 RE: MEETING MARCH 2ND & 3RD IN JACKSONVILLE __________________________________________________________ As has previously been announced, the next meeting of the Broker Dealer Advisory Committee will take place at the...