Broker/Dealer Advisory Content

September 29, 1993 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 21-93 BROKER/DEALER ADVISORY COMMITTEE NO. 27-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 18-93 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING AUGUST, 1993 _________________________________________________________...

September 29, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 28-93 RE: OCTOBER 25, 1993 MEETING AGENDA __________________________________________________________ Enclosed please find the agenda for the October 25, 1993 meeting of the Broker/Dealer Advisory Committee which will be held...

August 20, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 26-93 COMPLIANCE COMMITTEE NO. 18-93 OPERATIONS COMMITTEE NO. 28-93 SEC RULES COMMITTEE NO. 75-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 44-93 UNIT INVESTMENT TRUST COMMITTEE NO. 35-93 RE: UPDATE ON PROPOSED FEDERAL TELEMARKETING...

August 19, 1993 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 20-93 BROKER/DEALER ADVISORY COMMITTEE NO. 25-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 16-93 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING JULY, 1993 __________________________________________________________...

August 10, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 24-93 RE: NOTICE OF MEETING - OCTOBER 25, 1993 __________________________________________________________ There will be a meeting of the Broker/Dealer Advisory Committee on Monday, October 25, 1993 at the Hyatt Regency San...

July 19, 1993 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 18-93 BROKER/DEALER ADVISORY COMMITTEE NO. 23-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 13-93 RE: MUTUAL FUND STATUS REPORT FOR MONTH ENDING JUNE, 1993 __________________________________________________________...

June 16, 1993 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 14-93 BROKER/DEALER ADVISORY COMMITTEE NO. 21-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 10-93 RE: MUTUAL FUND STATUS REPORT FOR MONTH ENDING APRIL, 1993 __________________________________________________________...

June 16, 1993 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 15-93 BROKER/DEALER ADVISORY COMMITTEE NO. 22-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 11-93 RE: MUTUAL FUND STATUS REPORT FOR MONTH ENDING MAY, 1993 __________________________________________________________...

June 4, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 20-93 COMPLIANCE COMMITTEE NO. 11-93 OPERATIONS COMMITTEE NO. 21-93 SEC RULES COMMITTEE NO. 51-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 35-93 UNIT INVESTMENT TRUST COMMITTEE NO. 27-93 RE: PROPOSED FEDERAL TELEMARKETING LEGISLATION...

May 12, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 19-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 9-93 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 13-93 RE: MUTUAL FUND STATUS REPORT FOR MONTH ENDING MARCH, 1993 __________________________________________________________...