Broker/Dealer Advisory Content

May 12, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 18-93 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 12-93 INSURANCE BROKER/DEALER ADVISORY COMMITTEE NO. -93 RE: MUTUAL FUND STATUS REPORT FOR MONTH ENDING MARCH, 1993 __________________________________________________________ Attached...

May 10, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 17-93 RE: SCHEDULING CHANGE FOR JULY 13, 1993 MEETING __________________________________________________________ This is to advise you that there has been a schedule change for the July 13, 1993 meeting of the Broker/Dealer...

May 4, 1993 TO: BOARD OF GOVERNORS NO. 41-93 EXECUTIVE COMMITTEE NO. 11-93 MEMBERS - ONE PER COMPLEX NO. 35-93 DIRECT MARKETING COMMITTEE NO. 29-93 MARKETING POLICY COMMITTEE NO. 20-93 PUBLIC INFORMATION COMMITTEE NO. 28-93 RESEARCH COMMITTEE NO. 15-93 SALES FORCE MARKETING COMMITTEE...

April 27, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 14-93 RE: NOTICE OF TWO-DAY MEETING - JULY 13-14, 1993 __________________________________________________________ This is to advise you that there will be a two-day meeting of the Broker/Dealer Advisory Committee on July 13-14...

April 27, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 15-93 NETWORKING PARTICIPANTS RE: 1. NETWORKING AGREEMENT 2. "NO LIEN" ACKNOWLEDGEMENT LETTERS __________________________________________________________ Enclosed for your information and use is a copy of the standard NETWORKING...

March 23, 1993 TO: BOARD OF GOVERNORS NO. 23-93 OPERATIONS COMMITTEE NO. 13-93 BROKER/DEALER ADVISORY COMMITTEE NO. 13-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 23-93 SMALL FUNDS COMMITTEE NO. 8-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 6-93 BANK BROKER/DEALER ADVISORY...

March 19, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 12-93 RE: MEETING AGENDA - APRIL 7 AND 8, 1993 __________________________________________________________ Attached is the agenda for the April 7 and 8, 1993 meeting of the Broker/Dealer Advisory Committee which will be held in...

March 16, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 11-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 4-93 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 7-93 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING FEBRUARY, 1993 __________________________________________________________...

March 8, 1993 TO: SEC RULES COMMITTEE NO. 20-93 UNIT INVESTMENT TRUST COMMITTEE NO. 12-93 BROKER/DEALER ADVISORY COMMITTEE NO. 10-93 SALES FORCE MARKETING COMMITTEE NO. 20-93 RE: INSTITUTE COMMENTS TO SEC ON NASD PROPOSAL TO AMEND RULE GOVERNING CASH AND NON-CASH COMPENSATION ________...

March 2, 1993 TO: BOARD OF GOVERNORS NO. 17-93 ACCOUNTING/TREASURERS COMMITTEE NO. 10-93 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 5-93 BROKER/DEALER ADVISORY COMMITTEE NO. 9-93 CLOSED-END FUND COMMITTEE NO. 5-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 3-93 OPERATIONS COMMITTEE...