Broker/Dealer Advisory Content

October 1, 1992 TO: MEMBERS - ONE PER COMPLEX NO. 32-92 OPERATIONS MEMBERS NO. 34-92 TAX MEMBERS NO. 61-92 SMALL FUNDS MEMBERS NO. 19-92 BROKER/DEALER ADVISORY COMMITTEE NO. 30-92 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 14-92 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 7-92...

September 29, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 29-92 COMPLIANCE COMMITTEE NO. 17-92 DIRECT MARKETING COMMITTEE NO. 37-92 OPERATIONS COMMITTEE NO. 31-92 SALES FORCE MARKETING COMMITTEE NO. 38-92 SEC RULES MEMBERS NO. 43-92 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 31-92...

August 27, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 27-92 RE: NOTICE OF MEETING - NOVEMBER 13, 1992 __________________________________________________________ This is to advise you that there will be a meeting of the Broker/Dealer Advisory Committee on Friday, November 13, 1992...

August 13, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 26-92 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 6-92 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 12-92 RE: MUTUAL FUNDS STATUS REPORT FOR THE MONTHS ENDING JUNE, 1992 AND JULY, 1992 ___________________________________________...

August 10, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 25-92 RE: 1) MEETING AGENDA - SEPTEMBER 16-17, 1992 2) MINUTES OF MEETING - JUNE 22-23, 1992 3) NETWORKING AGREEMENT _________________________________________________________ 1) Attached is the agenda for the September 16-17...

July 30, 1992 TO: INSTITUTIONAL FUNDS COMMITTEE NO. 15-92 BANK INVESTMENT MANAGEMENT MEMBERS NO. 3-92 BOARD OF GOVERNORS NO. 50-92 OPERATIONS MEMBERS NO. 28-92 SEC RULES MEMBERS NO. 33-92 SMALL FUNDS MEMBERS NO. 14-92 TAX MEMBERS NO. 48-92 DIRECT MARKETING COMMITTEE NO. 26-92...

July 28, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 23-92 RE: NOTICE OF TWO-DAY MEETING - SEPTEMBER 16-17, 1992 __________________________________________________________ This is to advise you that there will be a two-day meeting of the Broker/Dealer Advisory Committee on September...

July 9, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 22-92 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGEMENT STATUS REPORT __________________________________________________________ Enclosed is a copy of the Registration Status Report as of June 30, 1992...

June 19, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 21-92 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 9-92 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 4-92 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING MAY, 1992 __________________________________________________________ Attached...