Broker/Dealer Advisory Content

January 19, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 5-89 RE: 1. FUND/SERV STATUS REPORT 2. PENDING PROJECTS FOR FUND/SERV AND NETWORKING __________________________________________________________ For your information, attached is the Fund/SERV Status Report for the month ending...

January 12, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 4-89 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGEMENT STATUS REPORT __________________________________________________________ Attached is a copy of the Registration Status Report as of December 30...

January 12, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 3-89 RE: NOTICE OF MEETINGS - FEBRUARY 28-MARCH 1, 1989 __________________________________________________________ This is to advise you that there will be a two-day meeting of the Broker/Dealer Advisory Committee on February...

January 6, 1989 TO: MEMBERS - ONE PER COMPLEX NO. 1-89 CLOSED-END FUND MEMBERS NO. 1-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 2-89 INVESTMENT ADVISER MEMBERS NO. 2-89 OPERATIONS MEMBERS NO. 1-89 SEC RULES MEMBERS NO. 1-89 ACCOUNTING/TREASURERS COMMITTEE NO. 1-89 BROKER/DEALER...

January 5, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 2-89 SEC RULES COMMITTEE NO. 1-89 BROKER/DEALER ADVISORY COMMITTEE NO. 1-89 RE: ICI COMMENTS ON NASD PROPOSAL ON CUSTOMER ACCOUNT INFORMATION __________________________________________________________ Attached is an Institute...