January 6, 1989
TO: MEMBERS - ONE PER COMPLEX NO. 1-89
CLOSED-END FUND MEMBERS NO. 1-89
INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 2-89
INVESTMENT ADVISER MEMBERS NO. 2-89
OPERATIONS MEMBERS NO. 1-89
SEC RULES MEMBERS NO. 1-89
ACCOUNTING/TREASURERS COMMITTEE NO. 1-89
BROKER/DEALER ADVISORY COMMITTEE NO. 2-89
RE: SEMINAR ON DEVELOPING INSIDER TRADING PROCEDURES FOR
MONEY MANAGERS
__________________________________________________________
This is a reminder that the Institute is holding a special
one day seminar on February 8, 1989 to assist members and outside
counsel in developing policies and procedures designed to prevent
insider trading. All investment advisers and broker-dealers are
required to establish, maintain and enforce such policies and
procedures under the Insider Trading and Securities Fraud
Enforcement Act of 1988. A tentative agenda is attached.
If you would like to attend the seminar, please complete
the attached registration form and return it to Lauren Graham,
Investment Company Institute, 1600 M Street, N.W., Washington,
D.C. 20036.
Craig S. Tyle
Assistant General Counsel
Attachment