Broker/Dealer Advisory Content

February 15, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 7-90 RE: COMMITTEE MEMBERS' RESPONSES REGARDING THE DIRECTION TO BE TAKEN IN '90 __________________________________________________________ A number of committee members have provided responses to the question regarding the...

February 13, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 4-90 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT STATUS REPORT __________________________________________________________ Attached is a copy of the Registration Status Report as of January 31...

February 13, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 6-90 RE: DISTRIBUTION MATERIALS FOR FEBRUARY 27, 1990 MEETING __________________________________________________________ Attached is the documentation for the NSCC's portion of the February 27, 1990 meeting of the Broker...

February 13, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 5-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING JANUARY, 1990 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending January, 1990. We will continue...

January 19, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 3-90 RE: NOTICE OF MEETING - FEBRUARY 27, 1990 __________________________________________________________ This is to notify you that there will be a meeting of the Broker/Dealer Advisory Committee starting at 9:30 a.m. on...

January 15, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 1-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING DECEMBER, 1989 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending December, 1989. We will continue...

January 15, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 2-90 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT STATUS REPORT __________________________________________________________ Enclosed is a copy of the Registration Status Report as of December 29...

December 26, 1989 TO: OPERATIONS MEMBERS NO. 37-89 SEC RULES MEMBERS NO. 75-89 TAX MEMBERS NO. 50-89 BROKER/DEALER ADVISORY COMMITTEE NO. 58-89 ACCOUNTING/TREASURERS MEMBERS NO. 8-89 RE: REMINDER -- YEAR-END DIVIDEND REPORTING __________________________________________________________...

December 12, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 56-89 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT STATUS REPORT __________________________________________________________ Enclosed is a copy of the Registration Status Report as of November 30...

December 12, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 57-89 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING NOVEMBER, 1989 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending November, 1989. We will...