Broker/Dealer Advisory Content

June 8, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 25-89 RE: 1. MEETING AGENDAS - JUNE 15-16, 1989 2. NSCC TOPICS __________________________________________________________ Attached are the agendas for the June 15-16, 1989 Broker/Dealer Advisory Committee meetings. Also attached is...

May 15, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 24-89 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT STATUS REPORT __________________________________________________________ Attached is a copy of the Registration Status Report as of April 28, 1989...

May 10, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 23-89 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING APRIL, 1989 __________________________________________________________ Attached is a copy of the FUND/Serv Status Report for the month ending April, 1989. We will continue to send...

May 9, 1989 TO: BOARD OF GOVERNORS NO. 31-89 MEMBERS - ONE PER COMPLEX NO. 14-89 DIRECT MARKETING COMMITTEE NO. 17-89 MARKETING COMMITTEE NO. 11-89 PUBLIC INFORMATION COMMITTEE NO. 13-89 RESEARCH COMMITTEE NO. 12-89 SALES FORCE MARKETING COMMITTEE NO. 17-89 SHAREHOLDER COMMUNICATIONS...

May 8, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 21-89 RE: FUND/SERV EXTENDED CORRECTION PROCESSING BUSINESS PLAN __________________________________________________________ As a result of the April 27-28, 1989 Broker/Dealer Advisory Committee meeting, NSCC has re-issued the...

May 1, 1989 TO: MEMBERS - ONE PER COMPLEX NO. 12-89 DIRECT MARKETING COMMITTEE NO. 15-89 MARKETING COMMITTEE NO. 9-89 PUBLIC INFORMATION COMMITTEE NO. 12-89 RESEARCH COMMITTEE NO. 10-89 SALES FORCE MARKETING COMMITTEE NO. 15-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 11-89 BROKER...

April 19, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 19-89 RE: NOTICE OF TWO-DAY MEETING - CHANGE OF DATES NEW DATES: JUNE 15-16, 1989 __________________________________________________________ This is to advise you that the two-day meeting of the Broker/Dealer Advisory Committee...

April 18, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 18-89 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT STATUS REPORT __________________________________________________________ Attached is a copy of the Registration Status Report as of March 31, 1989...

April 11, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 17-89 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING MARCH, 1989 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending March, 1989. We will continue to...

March 29, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 15-89 RE: 1. APRIL 27 & 28, 1989 BROKER/DEALER ADVISORY COMMITTEE MEETING TIMES AND DETAILS ABOUT DINNER 2. MINUTES OF FEBRUARY 28-MARCH 1, 1989 BROKER/DEALER ADVISORY COMMITTEE MEETING ___________________________________________...