Broker/Dealer Advisory Content

August 2, 1990 TO: SEC RULES MEMBERS NO. 58-90 BROKER/DEALER ADVISORY COMMITTEE NO. 27-90 BROKER/DEALER ASSOCIATE MEMBERS NO. 3-90 RE: SEC APPROVES NASD PROPOSAL CONCERNING CUSTOMER ACCOUNT INFORMATION __________________________________________________________ As we previously...

August 2, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 26-90 RE: NOTICE OF MEETING - SEPTEMBER 18, 1990 __________________________________________________________ This is to advise you that there will be a meeting of the Broker/Dealer Advisory Committee starting at 8:30 a.m. on...

August 1, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 24-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING JUNE, 1990 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending June, 1990. We will continue to send...

August 1, 1990 TO: TAX MEMBERS NO. 29-90 ACCOUNTING/TREASURERS MEMBERS NO. 18-90 OPERATIONS MEMBERS NO. 21-90 MEMBERS - ONE PER COMPLEX NO. 28-90 BROKER/DEALER ADVISORY COMMITTEE NO. 25-90 SEC RULES MEMBERS NO. 57-90 MEMBERS INTERESTED IN PUBLIC INFORMATION NO. 7-90 TRANSFER AGENT...

July 26, 1990 TO: BOARD OF GOVERNORS NO. 52-90 MEMBERS - ONE PER COMPLEX NO. 26-90 DIRECT MARKETING COMMITTEE NO. 17-90 MARKETING COMMITTEE NO. 15-90 OPERATIONS COMMITTEE NO. 15-90 PUBLIC INFORMATION COMMITTEE NO. 23-90 RESEARCH COMMITTEE NO. 16-90 SALES FORCE MARKETING COMMITTEE NO...

July 12, 1990 TO: TAX MEMBERS NO. 24-90 ACCOUNTING/TREASURERS MEMBERS NO. 16-90 OPERATIONS MEMBERS NO. 19-90 MEMBERS - ONE PER COMPLEX NO. 24-90 BROKER/DEALER ADVISORY COMMITTEE NO. 22-90 SEC RULES MEMBERS NO. 49-90 RE: INSTITUTE CONFERENCE ON RULE 12b-1 ______________________________...

June 27, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 21-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING MAY, 1990 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending May, 1990. We will continue to send you...

June 18, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 20-90 RE: 1. MEETING AGENDAS - JUNE 25-26, 1990 2. NSCC'S DOCUMENTATION FOR JUNE 25-26, 1990 MEETINGS __________________________________________________________ Attached are the meeting agendas for both the June 25 and June 26...

June 8, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 19-90 RE: RECEPTION AND DINNER - JUNE 25, 1990 __________________________________________________________ We want to invite you to attend a reception and dinner to be held on June 25th in conjunction with the June 25-26 Broker...

May 15, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 18-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING APRIL, 1990 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending April, 1990. We will continue to send...