Broker/Dealer Advisory Content

March 12, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 9-91 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGEMENT STATUS REPORT __________________________________________________________ Enclosed is a copy of the Registration Status Report as of February 28...

February 21, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 7-91 RE: NOTICE OF COCKTAIL RECEPTION/DINNER FOR COMMITEE MEMBERS ON FEBRUARY 27, 1991 __________________________________________________________ We want to invite each Broker/Dealer Advisory Committee member who will attend...

February 15, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 6-91 RE: AGENDA FOR MEETING - FEBRUARY 28, 1991 __________________________________________________________ Attached is the agenda for the February 28, 1991 meeting of the Broker/Dealer Advisory Committee. The meeting will...

February 11, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 5-91 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGEMENT STATUS REPORT __________________________________________________________ Enclosed is a copy of the Registration Status Report as of January 31...

February 11, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 4-91 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING JANUARY, 1991 __________________________________________________________ Attached is a copy of the Mutual Funds Status Report for the month ending January, 1991. We will...

January 18, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 3-91 RE: 1. SUMMARY OF DECEMBER 14, 1990 COMMITTEE MEETING 2. ICI COMMENT LETTER ON POSTAL SERVICE PROPOSAL 3. NSCC MEMORANDUM ON COMMISSION SETTLEMENT SERVICE __________________________________________________________ The...

January 15, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 2-91 RE: NOTICE OF MEETING - FEBRUARY 28, 1991 __________________________________________________________ This is to advise you that there will be a meeting of the Broker/Dealer Advisory Committee beginning at 8:30 a.m. on...

January 9, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 1-91 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING DECEMBER, 1990 _________________________________________________________ Attached is a copy of the Mutual Funds Status Report for the month ending December, 1990. We will...

December 24, 1990 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 40-90 BROKER/DEALER ADVISORY COMMITTEE NO. 49-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 57-90 GROUP OF THIRTY TASK FORCE RE: EFFECTS TO MUTUAL FUND INDUSTRY OF PROPOSED CHANGES TO U.S. SETTLEMENT PRACTICES ______________________...

December 19, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 48-90 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING NOVEMBER, 1990 __________________________________________________________ Attached is a copy of the Mutual Funds Status Report for the month ending November, 1990. We will...