Broker/Dealer Advisory Content

October 23, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 37-90 INSURANCE COMPANY-DTC-FUND/SERV ADVISORY COMMITTEE NO. 9-90 RE: STATUS REPORT & REQUEST FOR COMMENT - AUGUST 1990 __________________________________________________________ The enclosed report is the landscape document...

October 16, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 36-90 RE: NSCC FUND/SERV REDESIGN BUSINESS PLAN __________________________________________________________ As a follow-up to the September 18 Broker/Dealer Advisory Committee meeting, attached is a copy of the NSCC's Business...

October 15, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 35-90 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGEMENT STATUS REPORT __________________________________________________________ Enclosed is a copy of the Registration Status Report as of September 28...

October 15, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 34-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING SEPTEMBER, 1990 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending September, 1990. We will...

September 13, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 33-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING AUGUST, 1990 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending August, 1990. We will continue...

September 11, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 32-90 RE: DISTRIBUTION MATERIALS FOR SEPTEMBER 18, 1990 MEETING __________________________________________________________ Attached is the documentation for the NSCC's portion of the September 18, 1990 meeting of the Broker...

August 17, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 31-90 RE: 1. REMINDER NOTICE OF MEETING - SEPTEMBER 18, 1990 2. MEETING AGENDA __________________________________________________________ This is to remind you that there will be a meeting of the Broker/Dealer Advisory Committee...

August 14, 1990 TO: BOARD OF GOVERNORS NO. 59-90 MEMBERS - ONE PER COMPLEX NO. 34-90 DIRECT MARKETING COMMITTEE NO. 22-90 MARKETING COMMITTEE NO. 19-90 OPERATIONS COMMITTEE NO. 19-90 PUBLIC INFORMATION COMMITTEE NO. 29-90 RESEARCH COMMITTEE NO. 20-90 SALES FORCE MARKETING COMMITTEE NO...

August 10, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 28-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING JULY, 1990 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending July, 1990. We will continue to send...

August 10, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 29-90 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGEMENT STATUS REPORT __________________________________________________________ Attached is a copy of the Registration Status Report as of July 31, 1990...