Broker/Dealer Advisory Content

May 30, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 18-91 RE: 1. MEETING AGENDA FOR JUNE 13, 1991 2. MEETING MINUTES FOR FEBRUARY 28, 1991 __________________________________________________________ Attached for your information are: 1. Agenda for June 13, 1991 Meeting 2. Minutes for...

May 21, 1991 TO: INVESTMENT ADVISER MEMBERS NO. 17-91 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 19-91 BROKER/DEALER ADVISORY COMMITTEE NO. 16-91 RE: SEC OUTLINE ON SOFT DOLLARS __________________________________________________________ Attached for your information is an outline...

May 21, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 17-91 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING APRIL, 1991 __________________________________________________________ Attached is a copy of the Mutual Funds Status Report for the month ending April, 1991. We will continue to...

May 14, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 15-91 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGEMENT STATUS REPORT __________________________________________________________ Enclosed is a copy of the Registration Status Report as of April 30, 1991...

May 6, 1991 TO: SEC RULES COMMITTEE NO. 26-91 UNIT INVESTMENT TRUST COMMITTEE NO. 21-91 CLOSED-END FUND COMMITTEE NO. 9-91 BROKER/DEALER ADVISORY COMMITTEE NO. 14-91 RE: NASD REPROPOSAL TO AMEND RULE GOVERNING CASH AND NON-CASH COMPENSATION ____________________________________________...

April 22, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 13-91 RE: NOTICE OF MEETING - JUNE 13, 1991 SECOND REQUEST - PLEASE RESPOND __________________________________________________________ This is to advise you that there will be a meeting of the Broker/Dealer Advisory Committee...

April 16, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 12-91 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING MARCH, 1991 __________________________________________________________ Attached is a copy of the Mutual Funds Status Report for the month ending March, 1991. We will continue...

April 5, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 11-91 RE: CHANGE OF MEETING TIME - JUNE 13, 1991 __________________________________________________________ This is to notify you that the starting time for the meeting of the Broker/Dealer Advisory Committee scheduled for June 13...

March 20, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 10-91 RE: NOTICE OF MEETING - JUNE 13, 1991 __________________________________________________________ This is to advise you that there will be a meeting of the Broker/Dealer Advisory Committee starting at 8:30 a.m. on Thursday...

March 12, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 8-91 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING FEBRUARY, 1991 __________________________________________________________ Attached is a copy of the Mutual Funds Status Report for the month ending February, 1991. We will...