Broker/Dealer Advisory Content

November 22, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 26-94 BROKER/DEALER ADVISORY COMMITTEE No. 23-94 DIRECT MARKETING COMMITTEE No. 33-94 HUMAN RESOURCES AND TRAINING WORKING GROUP No. 12-94 MARKETING POLICY COMMITTEE No. 49-94 MEMBERS - ONE PER COMPLEX No. 89-94...

November 2, 1994 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 22-94 RE: MEETING 11/17 & 11/18 IN ST. PETERSBURG, FL __________________________________________________________ Enclosed please find a copy of the preliminary agenda for our upcoming meeting, co-sponsored by Raymond James &...

October 20, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 23-94 BROKER/DEALER ADVISORY COMMITTEE NO. 21-94 OPERATIONS COMMITTEE NO. 31-94 SALES FORCE MARKETING COMMITTEE NO. 42-94 RE: MANDATING OF ACATS FUND/SERV FOR BROKER-TO-BROKER TRANSFERS OF MUTUAL FUND ACCOUNT POSITIONS ___...

October 6, 1994 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 20-94 RE: SUMMARY OF 9/22 & 9/23 MEETING IN CRYSTAL CITY __________________________________________________________ Enclosed please find a summary of the 9/22 & 9/23 meeting in Crystal City, VA. You should also have received...

October 5, 1994 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 19-94 RE: NEXT QUARTERLY MEETING __________________________________________________________ As already announced, our next meeting will take place on Thursday, November 17 and Friday, November 18. The schedule for the meetings...

September 12, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 22-94 BROKER/DEALER ADVISORY COMMITTEE NO. 18-94 OPERATIONS COMMITTEE NO. 24-94 SALES FORCE MARKETING COMMITTEE NO. 36-94 RE: RULE CHANGE TO MANDATE USE OF ACAT FUND/SERV FOR BROKER TO BROKER TRANSFERS OF MUTUAL FUND...

July 25, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 19-94 BROKER/DEALER ADVISORY COMMITTEE NO. 17-94 HUMAN RESOURCES AND TRAINING WORKING GROUP NO. 9-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 12-94 MEMBERS - ONE PER COMPLEX NO. 51-94 OPERATIONS COMMITTEE NO. 19-94...

July 21, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 40-94 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 18-94 BROKER/DEALER ADVISORY COMMITTEE NO. 16-94 CLOSED-END FUND COMMITTEE NO. 18-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 11-94 OPERATIONS COMMITTEE NO. 18-94 SEC RULES...

July 21, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 17-94 BOARD OF GOVERNORS NO. 62-94 BROKER/DEALER ADVISORY COMMITTEE NO. 15-94 MARKETING POLICY COMMITTEE NO. 32-94 OPERATIONS COMMITTEE NO. 17-94 SALES FORCE MARKETING COMMITTEE NO. 26-94 SEC RULES COMMITTEE NO. 81-94...

July 15, 1994 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 14-94 RE: SUMMARY OF BDAC MEETING JUNE 8 - 9, 1994 __________________________________________________________ Attached please find a summary of the Broker Dealer Advisory Committee Meeting that took place June 8th and 9th, 1994 in...