Broker/Dealer Advisory Content

March 3, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 7-95 BROKER/DEALER ADVISORY COMMITTEE No. 8-95 DIRECT MARKETING COMMITTEE No. 15-95 HUMAN RESOURCES AND TRAINING WORKING GROUP No. 5-95 MARKETING POLICY COMMITTEE No. 18-95 MEMBERS - ONE PER COMPLEX No. 28-95 OPERATIONS...

March 2, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 7-95 RE: BDAC MEETING 5/3/95 & 5/4/95 IN BOSTON, MA ______________________________________________________________________________ As previously announced, the next meeting of the ICI Broker Dealer Advisory Committee will be held...

1See Memorandum to Bank Broker/Dealer Advisory Committee No. 5-95, Broker/Dealer Advisory Committee No. 4-95, Direct Marketing Committee No. 7-95, Human Resources and Training Working Group No. 3-95, Marketing Policy Committee No. 10-95, Members - One Per Complex No. 18-95, Operations...

February 17, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 5-95 RE: SUMMARY OF FEBRUARY 1995 MEETING IN JACKSONVILLE, FL ______________________________________________________________________________ Attached please find a summary of the Investment Company Institute Broker Dealer...

1See Memorandum to Bank Broker/Dealer Advisory Committee No. 26-94, Broker/Dealer Advisory Committee No. 23-94, Direct Marketing Committee No. 33-94, Human Resources and Training Working Group No. 12-94, Marketing Policy Committee No. 49-94, Members - One Per Complex No. 89-94...

February 1, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 3-95 BROKER/DEALER ADVISORY COMMITTEE No. 3-95 OPERATIONS COMMITTEE No. 4-95 TRANSFER AGENT ADVISORY COMMITTEE No. 10-95 RE: INSTITUTE LETTER TO SEC STAFF ON THE OPERATIONAL BURDENS OF THE NON-SIPC STATUS DISCLOSURE...

January 18, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 2-95 RE: NEXT MEETING ______________________________________________________________________________ Please find enclosed the preliminary agenda and attendee list for the Broker/ Dealer Advisory Committee to be held Wednesday...

January 12, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 1-95 BROKER/DEALER ADVISORY COMMITTEE No. 1-95 OPERATIONS MEMBERS No. 2-95 TRANSFER AGENT ADVISORY COMMITTEE No. 4-95 RE: NON-SIPC STATUS DISCLOSURE REQUIREMENTS ____________________________________________________________...

December 8, 1994 TO: BROKER/DEALER ADVISORY COMMITTEE No. 25-94 RE: SUMMARY OF MEETING QUARTERLY MEETING IN TAMPA NOVEMBER 17 & 18, 1994 ______________________________________________________________________________ Attached please find the summary of our November 16 & 17, 1994...

December 2, 1994 TO: ACCOUNTING/TREASURERS MEMBERS No. 37-94 BANK BROKER/DEALER ADVISORY COMMITTEE No. 27-94 BROKER/DEALER ADVISORY COMMITTEE No. 24-94 BROKER/DEALER ASSOCIATE MEMBERS No. 19-94 CLOSED-END FUND COMMITTEE No. 32-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE No. 13-94...