Broker/Dealer Advisory Content

November 1, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 25-95 BROKER/DEALER ADVISORY COMMITTEE No. 28-95 OPERATIONS MEMBERS No. 44-95 TRANSFER AGENT ADVISORY COMMITTEE No. 54-95 RE: NEW SERVICE ALLIANCE BETWEEN MUTUAL FUND INDUSTRY AND NATIONAL SECURITIES CLEARING CORPORATION...

October 30, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 24-95 BROKER/DEALER ADVISORY COMMITTEE No. 27-95 OPERATIONS COMMITTEE No. 31-95 OPERATIONS MEMBERS No. 43-95 TRANSFER AGENT ADVISORY COMMITTEE No. 53-95 RE: UPCOMING NSCC CONVERSION TO SAME DAY FUNDS SETTLEMENT ___________...

September 14, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 26-95 RE: BDAC MEETING 11/27/95 IN SAN FRANCISCO, CA ______________________________________________________________________________ As you have already been informed, the next meeting of the ICI Broker Dealer Advisory...

September 8, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 21-95 BROKER/DEALER ADVISORY COMMITTEE No. 25-95 OPERATIONS MEMBERS No. 38-95 TRANSFER AGENT ADVISORY COMMITTEE No. 45-95 RE: ICI BROKER/DEALER ADVISORY COMMITTEE UPDATE ___________________________________________________...

September 7, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 24-95 RE: SUMMARY OF 8/10-8/11 MEETING IN DENVER CO. ______________________________________________________________________________ Attached you will find a summary of the Broker Dealer Advisory Committee meeting which took...

July 24, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 23-95 RE: AGENDA AND MATERIALS FOR MEETING 8/10 & 8/11 __________________________________________________________ Enclosed you will find an agenda, a list of attendees and other materials for the Broker Dealer Advisory Committee...

May 31, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 16-95 BROKER/DEALER ADVISORY COMMITTEE No. 22-95 DIRECT MARKETING COMMITTEE No. 24-95 HUMAN RESOURCES FORUM No. 10-95 MARKETING POLICY COMMITTEE No. 27-95 MEMBERS - ONE PER COMPLEX No. 55-95 OPERATIONS COMMITTEE No. 20-95...

May 25, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 21-95 RE: AUGUST MEETING IN DENVER, CO. ______________________________________________________________________________ Attached you will find a memo from Oppenheimer Shareholder Services citing the details of the Broker Dealer...

May 22, 1995 TO: BROKER/DEALER ADVISORY COMMITTEE No. 20-95 BANK BROKER/DEALER ADVISORY COMMITTEE No. 15-95 TRANSFER AGENT ADVISORY COMMITTEE No. 32-95 OPERATIONS MEMBERS No. 25-95 RE: ICI BROKER/DEALER ADVISORY COMMITTEE UPDATE ________________________________________________________...

May 16, 1995 TO: ACCOUNTING/TREASURERS MEMBERS No. 23-95 BANK BROKER/DEALER ADVISORY COMMITTEE No. 14-95 BROKER/DEALER ADVISORY COMMITTEE No. 19-95 MEMBERS - ONE PER COMPLEX No. 46-95 OPERATIONS MEMBERS No. 22-95 SMALL FUNDS COMMITTEE No. 9-95 TRANSFER AGENT ADVISORY COMMITTEE No. 31...