Broker/Dealer Advisory Content

1 See Institute Memorandum to Tax Members No. 27-97, Accounting/Treasurers Members No. 31-97, Operations Members No. 13-97, International Members No. 12-97, Closed-End Investment Company Members No. 23-97, Unit Investment Trust Members No. 28-97 and Transfer Agent Advisory Committee...

1 See Institute Memorandum to Tax Members No. 27-97, Accounting/Treasurers Members No. 31-97, Operations Members No. 13-97, International Members No. 12-97, Closed-End Investment Company Members No. 23-97, Unit Investment Trust Members No. 28-97 and Transfer Agent Advisory Committee...

1 Any undistributed capital gain reported to shareholders on IRS Form 2439 will be reported on line 11 of Schedule D. [9318] October 8, 1997 TO: TAX COMMITTEE No. 35-97 ACCOUNTING/TREASURERS COMMITTEE No. 39-97 OPERATIONS COMMITTEE No. 35-97 TRANSFER AGENT ADVISORY COMMITTEE No. 54-97...

[9277] September 26, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 14-97 RE: 09/17/97 MEETING SUMMARY ______________________________________________________________________________ Attached you will find a summary of, and related materials from, the September 17, 1997 BDAC meeting. If...

[9271] September 25, 1997 TO: BANK AND TRUST ADVISORY COMMITTEE No. 10-97 BROKER/DEALER ADVISORY COMMITTEE No. 13-97 COMPLIANCE ADVISORY COMMITTEE No. 27-97 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 9-97 CONTINUING EDUCATION/TRAINING MEMBERS No. 3-97 DIRECT MARKETING...

[9116] August 4, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 11-97 RE: STATUS OF CURRENT ENHANCEMENTS ______________________________________________________________________________ The NSCC
s proposed development schedule for Year 2000 calls for near term freezes to the Fund/SERV...

June 27, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 10-97 RE: NEXT MEETING ______________________________________________________________________________ The next meeting of the ICI Broker/Dealer Advisory Committee and the NSCC Enhancements Committee will take place on Wednesday...

April 30, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 9-97 COMPLIANCE ADVISORY COMMITTEE No. 16-97 INVESTMENT ADVISERS COMMITTEE No. 15-97 SEC RULES COMMITTEE No. 47-97 STATE LIAISON COMMITTEE No. 9-97 RE: INSTITUTE COMMENTS ON NASAA PROPOSAL RELATING TO SUITABILITY ________________...

April 29, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 8-97 RE: MEETING 05/13/97 ______________________________________________________________________________ Attached is the agenda and supporting materials for the ICI Broker Dealer Advisory Committee meeting which will take place...