Broker/Dealer Advisory Content

[9560] December 31, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 27-97 RE: MEETING THURSDAY, FEBRUARY 12, 1998 ______________________________________________________________________________

[9554] December 30, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 26-97 COMPLIANCE ADVISORY COMMITTEE No. 33-97 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 12-97 CONTINUING EDUCATION/TRAINING MEMBERS No. 5-97 DIRECT MARKETING COMMITTEE No. 29-97 HUMAN RESOURCES FORUM No...

[9553] December 30, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 25-97 COMPLIANCE ADVISORY COMMITTEE No. 32-97 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 11-97 CONTINUING EDUCATION/TRAINING MEMBERS No. 4-97 DIRECT MARKETING COMMITTEE No. 28-97 HUMAN RESOURCES FORUM No...

[9527] December 16, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 24-97 RE: 1998 MEETING _____________________________________________________________________________ The 1998 schedule of meetings for the ICI Broker Dealer Advisory Committee is as follows: 1. Thursday, February 12...

1 See, e.g., Institute Memorandum to Tax Members No. 43-97, Accounting/Treasurers Members No. 46- 97, Operations Members No. 28-97, Broker/Dealer Advisory Committee No. 19-97 and Transfer Agent Advisory Committee No. 64-97, dated November 7, 1997. 2 See Institute Memorandum to...

[9490] December 8, 1997 TO: ACCOUNTING/TREASURERS MEMBERS No. 53-97 BROKER/DEALER ADVISORY COMMITTEE No. 22-97 OPERATIONS MEMBERS No. 34-97 TAX MEMBERS No. 48-97 TRANSFER AGENT ADVISORY COMMITTEE No. 70-97 RE: UPDATED CONTACT LIST FOR PROVIDING YEAR-END TAX INFORMATION TO BROKERS ____...

[9436] November 19, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 21-97 RE: SUMMARY OF 11/13/97 CONFERENCE CALL ______________________________________________________________________________ Attached is a summary of the Broker Dealer Advisory Committee conference call which took place...

1 See Institute Memorandum to Tax Members No. 41-97, Accounting/Treasurers Members No. 44-97, Operations Members No. 25-97, Closed-End Investment Company Members No. 33-97, Unit Investment Trust Members No. 46-97, Transfer Agent Advisory Committee No. 61-97 and Broker/Dealer Advisory...

[9397] November 7, 1997 TO: ACCOUNTING/TREASURERS MEMBERS No. 45-97 BROKER/DEALER ADVISORY COMMITTEE No. 18-97 OPERATIONS MEMBERS No. 27-97 TAX MEMBERS No. 42-97 TRANSFER AGENT ADVISORY COMMITTEE No. 63-97 RE: PROVIDING YEAR-END TAX INFORMATION TO BROKERS _____________________________...

1 This year-end information often is referred to as "reclassified" tax information because of the practice at many brokerage firms to treat distributions from RICs and REITs as ordinary income until advised to "reclassify" the income, such as to long-term capital gain. 2 See Institute...