Broker/Dealer Advisory Content

1[11147] July 30, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-99 BROKER/DEALER ADVISORY COMMITTEE No. 20-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-99 COMPLIANCE ADVISORY COMMITTEE No. 31-99 EQUITY MARKETS ADVISORY COMMITTEE No. 27-99 FIXED-INCOME ADVISORY COMMITTEE No. 4...

1 This year-end tax information often is referred to as “reclassified” tax information because of the practice at many brokerage firms and banks to treat distributions from RICs and REITs as ordinary income until advised to “reclassify” the income, such as to long-term capital gains...

[11100] July 7, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 18-99 RE: SUMMARY OF MAY 18, 1999 MEETING ______________________________________________________________________________ Attached is a summary of the Broker/Dealer Advisory Committee meeting held on May 18, 1999 at the...

[11093] July 1, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 21-99 BROKER/DEALER ADVISORY COMMITTEE No. 17-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-99 COMPLIANCE ADVISORY COMMITTEE No. 27-99 EQUITY MARKETS ADVISORY COMMITTEE No. 25-99 FIXED-INCOME ADVISORY COMMITTEE No. 2-99...

1 See, e.g., Institute Memorandum to (among others) Tax Members No. 27-97, Accounting/Treasurers Members No. 31-97, Operations Members No. 13-97 and Transfer Agent Advisory Committee No. 36-97, dated August 1, 1997. 2 See, e.g., Institute Memorandum to (among others) Tax Members No...

[11074] June 24, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 14-99 BROKER/DEALER ADVISORY COMMITTEE No. 15-99 OPERATIONS COMMITTEE No. 25-99 SMALL FUNDS COMMITTEE No. 6-99 TRANSFER AGENT ADVISORY COMMITTEE No. 40-99 RE: TRANSFER AGENT ADVISORY COMMITTEE YEAR 2000 TASK FORCE -...

1 This year-end information often is referred to as “reclassified” tax information because of the practice at many brokerage firms and banks to treat distributions from RICs and REITs as ordinary income until advised to “reclassify” the income, such as to long-term capital gain. 2...

[11041] June 7, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 13-99 RE: NOTICE OF MEETING - SEPTEMBER 23, 1999 ______________________________________________________________________________ The next meeting of the Broker/Dealer Advisory Committee will take place on Thursday, September...

1 This year-end information often is referred to as “reclassified” tax information because of the practice at many brokerage firms and banks to treat distributions from RICs and REITs as ordinary income until advised to “reclassify” the income, such as to long-term capital gain. 2...

[10993] May 18, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 11-99 RE: FINAL PROGRAM FOR THE 1999 MUTUAL FUND COMPLIANCE CONFERENCE ______________________________________________________________________________ The Investment Company Institute will sponsor its first Mutual Fund...