Broker/Dealer Advisory Content

[11390] November 5, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 25-99 BROKER/DEALER ADVISORY COMMITTEE No. 30-99 OPERATIONS COMMITTEE No. 41-99 RE: BROKER/DEALER ADVISORY COMMITTEE Y2K CONTINGENCY PLAN ______________________________________________________________________________...

1 See Institute Memorandum to Accounting/Treasurers Members No. 15-99, Bank and Trust Advisory Committee No. 13-99, Broker/Dealer Advisory Committee No. 14-99, Operations Members No. 16-99, Tax Members No. 18-99 and Transfer Agent Advisory Committee No. 39-99, dated June 23, 1999. 1...

[11364] November 1, 1999 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 96-99 SEC RULES COMMITTEE No. 86-99 OPERATIONS COMMITTEE No. 39-99 BROKER/DEALER ADVISORY COMMITTEE No. 28-99 BANK AND TRUST ADVISORY COMMITTEE No. 23-99 TRANSFER AGENT ADVISORY COMMITTEE No. 65-99 SMALL FUNDS...

[11318] October 19, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 27-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 34-99 COMPLIANCE ADVISORY COMMITTEE No. 41-99 EQUITY MARKETS ADVISORY COMMITTEE No. 32-99 FIXED-INCOME ADVISORY COMMITTEE No. 7-99 OPERATIONS COMMITTEE No. 38-99 PRIMARY...

[11299] October 8, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 26-99 RE: SUMMARY OF SEPTEMBER 23, 1999 MEETING ______________________________________________________________________________ Attached is a summary of the Broker/Dealer Advisory Committee meeting held on September 23...

[11248] September 15, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 29-99 BROKER/DEALER ADVISORY COMMITTEE No. 25-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-99 COMPLIANCE ADVISORY COMMITTEE No. 35-99 EQUITY MARKETS ADVISORY COMMITTEE No. 29-99 FIXED-INCOME ADVISORY COMMITTEE No...

[11247] September 15, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 24-99 RE: SEPTEMBER 23, 1999 BDAC AGENDA ______________________________________________________________________________ The next meeting of the Broker/Dealer Advisory Committee will take place on Thursday, September...

[11241] September 13, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 23-99 RE: NOTICE OF MEETING - SEPTEMBER 23, 1999 ______________________________________________________________________________ The next meeting of the Broker/Dealer Advisory Committee will take place on Thursday...

1 Note, however, that shareholders filing Form 4952, “Investment Interest Expense Deduction,” and electing to include certain net capital gains in “investment income” will be required to complete Schedule D. 2 See, e.g., Institute Memorandum to Accounting/Treasurers Committee No. 20...

[11162] August 4, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 18-99 BROKER/DEALER ADVISORY COMMITTEE No. 21-99 RE: SECURITIES INDUSTRY ASSOCIATION (SIA) - YEAR 2000 EVENT MANAGEMENT COMMITTEE REPORTS ______________________________________________________________________________...