Broker/Dealer Advisory Content

[13063] January 19, 2001 TO: BROKER/DEALER ADVISORY COMMITTEE No. 2-01 OPERATIONS MEMBERS No. 3-01 PENSION COMMITTEE No. 6-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 5-01 TAX MEMBERS No. 4-01 TRANSFER AGENT ADVISORY COMMITTEE No. 5-01 UNIT INVESTMENT TRUST COMMITTEE No. 3-01 RE: IRS...

[13050] January 17, 2001 TO: BROKER/DEALER ADVISORY COMMITTEE No. 1-01 RE: MEETING AGENDA - FEBRUARY 1, 2001 The next meeting of the Broker/Dealer Advisory Committee will be held on February 1, 2001 at the St. Anthony Hotel in San Antonio, TX. The meeting will take place in the Travis...

[12975] December 29, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 31-00 RE: MEETING NOTICE - FEBRUARY 1, 2001 The next meeting of the Broker/Dealer Advisory Committee will be held on February 1, 2001 at the St. Anthony Hotel in San Antonio, TX. The meeting will take place in the...

[12972] December 28, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 30-00 OPERATIONS COMMITTEE No. 30-00 TAX COMMITTEE No. 51-00 TRANSFER AGENT ADVISORY COMMITTEE No. 67-00 RE: IRS PROVIDES GUIDANCE FOR WITHHOLDING ON PAYMENTS TO FINANCIAL INSTITUTIONS ORGANIZED UNDER THE LAWS OF A US...

[12955] December 20, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 29-00 BANK AND TRUST ADVISORY COMMITTEE No. 32-00 OPERATIONS COMMITTEE No. 29-00 RE: RESPONSIBILITY FOR 1099B TAX REPORTING FOR FUND/SERV EXCHANGE TRANSACTIONS In 1992 and 1993, the Institute issued memoranda regarding...

[12906] December 12, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 28-00 OPERATIONS MEMBERS No. 28-00 PENSION MEMBERS No. 58-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 90-00 TAX MEMBERS No. 36-00 TRANSFER AGENT ADVISORY COMMITTEE No. 64-00 UNIT INVESTMENT TRUST MEMBERS No. 32-00 RE...

[12881] December 1, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 27-00 COMPLIANCE ADVISORY COMMITTEE No. 39-00 SEC RULES COMMITTEE No. 129-00 TRANSFER AGENT ADVISORY COMMITTEE No. 63-00 RE: DRAFT PRIVACY COMPLIANCE PAPER As you may know, the Institute has been working with outside...

[12882] November 24, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 26-00 TAX COMMITTEE No. 49-00 TRANSFER AGENT ADVISORY COMMITTEE No. 61-00 UNIT INVESTMENT TRUST COMMITTEE No. 28-00 RE: IRS ISSUES PROPOSED REGULATIONS AFFECTING INFORMATION REPORTING UNDER SECTIONS 6045 AND 6041 The...

[12753] October 20, 2000 TO: ACCOUNTING/TREASURERS MEMBERS No. 29-00 BANK AND TRUST ADVISORY COMMITTEE No. 28-00 BROKER/DEALER ADVISORY COMMITTEE No. 25-00 OPERATIONS MEMBERS No. 24-00 TAX MEMBERS No. 30-00 TRANSFER AGENT ADVISORY COMMITTEE No. 55-00 RE: 2000 YEAR-END TAX INFORMATION...

[12720] October 5, 2000 TO: OPERATIONS COMMITTEE No. 26-00 TRANSFER AGENT ADVISORY COMMITTEE No. 50-00 BROKER/DEALER ADVISORY COMMITTEE No. 24-00 BANK AND TRUST ADVISORY COMMITTEE No. 27-00 RE: STAMP 2000 PROGRAM ADDRESSES TRANSITION ISSUES FOR OLD AND NEW MEDALLIONS IN QUESTION AND...