Broker/Dealer Advisory Content

[11705] March 7, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 3-00 RE: MAY 17 BROKER/DEALER ADVISORY COMMITTEE MEETING ______________________________________________________________________________ The next meeting of the Broker/Dealer Advisory Committee will take place on Wednesday...

[11623] February 9, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 2-00 RE: MEETING - FEBRUARY 17, 2000 ______________________________________________________________________________ The next meeting of the Broker/Dealer Advisory Committee will be held on February 17 in the Oasis Room...

[11570] February 7, 2000 TO: OPERATIONS COMMITTEE No. 3-00 TRANSFER AGENT ADVISORY COMMITTEE No. 6-00 BANK AND TRUST ADVISORY COMMITTEE No. 3-00 BROKER/DEALER ADVISORY COMMITTEE No. 1-00 PENSION COMMITTEE No. 7-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 4-00 RE: NSCC RETIREMENT...

[11486] December 22, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 33-99 BROKER/DEALER ADVISORY COMMITTEE No. 37-99 OPERATIONS COMMITTEE No. 48-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 111-99 SEC RULES COMMITTEE No. 108-99 SMALL FUNDS MEMBERS No. 20-99 TRANSFER AGENT ADVISORY...

[11475] December 16, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 36-99 NSCC ENHANCEMENTS SUBCOMMITTEE RE: FEBRUARY 16 ENHANCEMENTS SUBCOMMITTEE MEETING AND FEBRUARY 17 ADVISORY COMMITTEE MEETING ______________________________________________________________________________ The next...

[11474] December 16, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 35-99 RE: NOTICE OF MEETING - FEBRUARY 17, 2000 ______________________________________________________________________________ The next meeting of the Broker/Dealer Advisory Committee will take place on Thursday...

1 The SIA’s FSCCC will serve as the central resource of standardized information regarding the status of the securities industry during the millennium crossover. The FSCCC will gather information from the exchanges and utilities, payment systems, regulators, and other sources and make...

[11449] December 3, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 29-99 BROKER/DEALER ADVISORY COMMITTEE No. 33-99 OPERATIONS COMMITTEE No. 46-99 RE: BROKER/DEALER ADVISORY COMMITTEE Y2K CONTINGENCY PLAN CONTACTS _______________________________________________________________________...

1 See Institute Memorandum to Accounting/Treasurers Members No. 34-99, Bank and Trust Advisory Committee No. 24-99, Broker/Dealer Advisory Committee No. 29-99, Operations Members No. 23-99, Tax Members No. 36-99 and Transfer Agent Advisory Committee No. 66-99. 2 The "1999 RIC...

[11393] November 8, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 26-99 BROKER/DEALER ADVISORY COMMITTEE No. 31-99 OPERATIONS COMMITTEE No. 42-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 101-99 SEC RULES COMMITTEE No. 94-99 SMALL FUNDS COMMITTEE No. 17-99 TRANSFER AGENT ADVISORY...