Broker/Dealer Advisory Content

[13871] August 21, 2001 TO: BROKER/DEALER ADVISORY COMMITTEE No. 23-01 RE: SUMMARY OF MAY 16, 2001 MEETING Attached is a summary of the Broker/Dealer Advisory Committee (BDAC) meeting held on May 16 at the Washington Hilton Hotel in Washington, DC. The next meeting of the BDAC will be...

[13870] August 21, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 21-01 BANK AND TRUST ADVISORY COMMITTEE No. 14-01 BROKER/DEALER ADVISORY COMMITTEE No. 22-01 OPERATIONS MEMBERS No. 19-01 TAX MEMBERS No. 21-01 TRANSFER AGENT ADVISORY COMMITTEE No. 60-01 RE: 2001 Year-End Tax Reporting –...

[13837] August 14, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 20-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-01 COMPLIANCE ADVISORY COMMITTEE No. 34-01 EQUITY MARKETS ADVISORY COMMITTEE No. 30-01 FIXED-INCOME ADVISORY COMMITTEE No. 12-01 INTERNATIONAL MEMBERS No. 13-01 INVESTMENT...

[13783] July 30, 2001 TO: BROKER/DEALER ADVISORY COMMITTEE No. 20-01 RE: MEETING NOTICE -- SEPTEMBER 20, 2001 The next meeting of the Broker/Dealer Advisory Committee will be held on Thursday, September 20 at the New York Marriott Marquis located at 1535 Broadway in New York City. The...

[13750] July 20, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 18-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 25-01 COMPLIANCE ADVISORY COMMITTEE No. 32-01 EQUITY MARKETS ADVISORY COMMITTEE No. 25-01 INTERNATIONAL MEMBERS No. 12-01 INVESTMENT ADVISER MEMBERS No. 15-01 OPERATIONS MEMBERS...

[13741] July 18, 2001 TO: 529 PLAN ADVISORY COMMITTEE No. 4-01 BROKER/DEALER ADVISORY COMMITTEE No. 18-01 RE: MSRB ADOPTS RULE RELATING TO PRINCIPALS AND SEEKS COMMENT ON APPLICATION OF MSRB RULES TO MUNICIPAL FUND SECURITIES The Municipal Securities Rulemaking Board (MSRB) recently...

[13727] July 13, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-01 BANK AND TRUST ADVISORY COMMITTEE No. 10-01 BROKER/DEALER ADVISORY COMMITTEE No. 17-01 OPERATIONS COMMITTEE No. 23-01 TAX COMMITTEE No. 19-01 TRANSFER AGENT ADVISORY COMMITTEE No. 50-01 RE: 2001 YEAR-END TAX REPORTING...

[13711] July 10, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 47-01 OPERATIONS COMMITTEE No. 22-01 BROKER/DEALER ADVISORY COMMITTEE No. 16-01 BANK AND TRUST ADVISORY COMMITTEE No. 8-01 RE: STAMP 2000 PROGRAM - IMPLEMENTATION ISSUES As we previously informed you, STAMP, Inc. (the...

[13660] June 21, 2001 TO: BOARD OF GOVERNORS No. 32-01 BROKER/DEALER ADVISORY COMMITTEE No. 15-01 FUNDAMENTALS PERSPECTIVES PRIMARY CONTACTS - MEMBER COMPLEX No. 45-01 RE: INSTITUTE RELEASES YEAR-END 2000 RETIREMENT PLAN STATISTICS The Institute recently released a Fundamentals...

[13625] June 12, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 14-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-01 COMPLIANCE ADVISORY COMMITTEE No. 25-01 EQUITY MARKETS ADVISORY COMMITTEE No. 18-01 INTERNATIONAL MEMBERS No. 9-01 INVESTMENT ADVISER MEMBERS No. 13-01 OPERATIONS MEMBERS...