April 18, 1996
TO: BANK AND TRUST ADVISORY COMMITTEE No. 10-96
BROKER/DEALER ADVISORY COMMITTEE No. 6-96
OPERATIONS MEMBERS No. 17-96
TRANSFER AGENT ADVISORY COMMITTEE No. 21-96
RE: NSCC SYSTEM SERVICES MANAGEMENT WORKSHOP
______________________________________________________________________________
The Investment Comapny Institute is pleased to announce that it will be hosting a one-
day NSCC System Services Management Workshop this summer in Denver, San Francisco,
New York, and Boston. Intended for supervisory and management personnel at funds, broker-
dealers, and bank trusts, the ICIs NSCC System Services Management Workshop aims to focus
attention on such critical strategic and tactical issues as project preparation and planning,
development and implementation of in-house interfaces, day to day operational considerations,
and approaches to relationship management.
Delivering the workshop will be a panel of experts with considerable ICI Advisory
Committee exposure as well as significant NSCC system services background. They are: Frank
Koudelka of First Data Investor Services; Katie Sevcik of Norwest Bank; Rich Snyder of AIM;
Shawn Sullivan of ADP - SIS; and Chris Hayes of the NSCC. The workshops chosen format
will be a question and answer panel, and the panelists themselves have expressed their
intention to provoke as much audience participation as possible.
The ICIs NSCC System Services Management Workshop will run from 9:00am to
approximately 3:30pm, and lunch will be served to attendees. The accompanying registration
form provides pricing information, and the dates and locations of the workshop are as follows:
DENVER:
Friday, July 12 The Brown Palace
321 Seventeenth Street
Denver, CO 80202
303/297-3111
Room Rates: $149 Single/Double
Hotel Cut Off: June 18, 1996
SAN FRANCISCO:
Friday, July 15 The Sheraton Palace
2 Montgomery Street
San Francisco, CA 94105
415/392-8600
Room Rates: $175 Single/Double
Hotel Cut Off: June 21, 1996
NEW YORK:
Wednesday, July 24 The Westbury
Madison Ave. at 69th Street
New York, NY 10021
212/535-2000
Room Rates: $175 Single/Double
Hotel Cut Off: June 28, 1996
BOSTON:
Thursday, July 25 The Colonnade Boston
120 Huntington Ave.
Boston, MA 02116
617/424-7000
Room Rates: $165 Single/$175 Double
Hotel Cut Off: June 28, 1996
Given the interest in these workshops in the fund, broker-dealer and bank trust
communities respectively, space has been allocated at each workshop on the following basis:
50% of seating to funds, 25% of seating to broker-dealers, 25% of seating to bank trusts . Given that
equation, and space limitations in general, it is essential to register as early as possible to ensure
a space for yourself. The ICIs NSCC System Services Management Workshops program will
be recorded, and tapes of the workshop will be available for a fee; however, the full effect of
these interective workshops can only be experienced from a seat in the audience. We therefore
strongly suggest that you register no later than close of business Friday, May 31, 1996.
Registrations will be confirmed in writing by the ICI. We do ask, however, that you
make your own hotel reservations by calling the hotel directly. A block of rooms has been
reserved in each hotel under the name of the Investment Company Institute, and you will find
the address, telephone number, room rate, and registration cut off for each hotel listed above.
For further information on the ICIs NSCC System Services Management Workshop,
please contact the ICIs Conference Division at 202/326-5968.
Kevin Farragher
Director - Operations
Distribution & Service