Registered Fund CPO Advisory Committee Content

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Memo#
32293

Agenda and Dial-In for March 19 CPO Committee Conference Call

[32293] March 16, 2020 TO: Registered Fund CPO Advisory Committee RE: Agenda and Dial-In for March 19 CPO Committee Conference Call As previously announced, ICI will hold a conference call for the Registered Fund CPO Advisory Committee on Thursday, March 19 from 1-2 pm Eastern. We...
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Memo#
32074

CFTC Adopts Amendments to CPO and CTA Regulations

[32074] December 5, 2019 TO: ICI Members Closed-End Investment Company Committee Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Closed-End Funds Compliance Derivatives Investment Advisers RE: CFTC Adopts Amendments to...
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Memo#
31731

May 6 Call of Registered Fund CPO Advisory Committee - Please RSVP

[31731] April 25, 2019 TO: Registered Fund CPO Advisory Committee RE: May 6 Call of Registered Fund CPO Advisory Committee - Please RSVP ICI will hold a conference call of the Registered Fund CPO Advisory Committee on Monday, May 6th, from 12-1:30 pm ET . We are pleased to have as our...
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Memo#
31685

Updates on NFA Requirements and Guidance for CPOs and CTAs

[31685] March 28, 2019 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Cybersecurity Derivatives Fund Accounting & Financial Reporting Investment Advisers Operations Risk Oversight RE: Updates on...