Registered Fund CPO Advisory Committee Content

[33457] April 14, 2021 TO: ICI Members Chief Compliance Officer Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance CPO/CTA Derivatives Intermediary Oversight Investment Advisers RE: New NFA Rule and Interpretive Notices Regarding CPOs...

[32958] December 2, 2020 TO: Registered Fund CPO Advisory Committee RE: Draft Agenda, Registration Link for December 10 Registered Fund CPO Advisory Committee Meeting As previously announced, ICI will hold a virtual meeting of the Registered Fund CPO Advisory Committee next Thursday...

[32923] November 19, 2020 TO: Registered Fund CPO Advisory Committee RE: Register Now for December 10 Registered Fund CPO Advisory Committee Meeting On Thursday, December 10 from 1:00 pm-2:30 p.m. ET, ICI will hold a virtual meeting of the Registered Fund CPO Advisory Committee. If...

[32881] October 30, 2020 TO: ICI Members Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Closed-End Funds Compliance CPO/CTA Derivatives Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Investment Advisers RE: CFTC Approves Amendments to Form...

[32868] October 27, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance CPO/CTA Derivatives International/Global Investment Advisers Trading and Markets RE: CFTC Chairman Tarbert Issues Directive on...

[32814] October 8, 2020 TO: ICI Members Chief Compliance Officer Committee Derivatives Markets Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance COVID-19 CPO/CTA Derivatives Investment Advisers RE: Expiration of Temporary CFTC...

[32624] July 21, 2020 TO: ICI Members Chief Compliance Officer Committee Derivatives Markets Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers RE: NFA Extends Temporary Relief from...

[32613] July 17, 2020 TO: ICI Members Chief Compliance Officer Committee Derivatives Markets Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers RE: CFTC Staff Extends Temporary Relief from...

[32529] June 16, 2020 TO: ICI Members Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Closed-End Funds Compliance CPO/CTA Derivatives Fund Accounting & Financial Reporting Investment Advisers RE: ICI Submits Comments on CFTC Proposal to Revise Form CPO-PQR As...