Registered Fund CPO Advisory Committee Content

[32510] June 5, 2020 TO: Registered Fund CPO Advisory Committee RE: Draft Letter on CFTC Proposal to Revise Form CPO-PQR; Member Comments Requested by June 11 As we previously informed you, the Commodity Futures Trading Commission has issued a proposal that would modify the periodic...

[32505] June 3, 2020 TO: Registered Fund CPO Advisory Committee RE: NFA Notice to Members on Changes to Self-Examination Questionnaire NFA has published a Notice to Members (NTM) regarding recent changes to its self-examination questionnaire. [1] NFA recently revised the questionnaire...

[32500] June 1, 2020 TO: ICI Global Regulated Funds Committee Registered Fund CPO Advisory Committee RE: CFTC Proposes to Amend Conditions of Exemption for Non-US CPOs On May 28, the Commodity Futures Trading Commission (CFTC or “Commission”), in a unanimous vote, proposed to amend...

[32483] May 26, 2020 TO: ICI Members ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Derivatives Disclosure Investment Advisers Trading and Markets RE: CFTC Issues COVID...

[32438] May 5, 2020 TO: Registered Fund CPO Advisory Committee RE: May 21 Call to Discuss CFTC Proposal on Revisions to Form CPO-PQR As previously reported, the Commodity Futures Trading Commission has issued a proposal that would modify the periodic reporting requirements applicable...

[32433] May 4, 2020 TO: ICI Members SUBJECTS: Alternative Investments Closed-End Funds Compliance Derivatives Fund Accounting & Financial Reporting Investment Advisers RE: CFTC Proposes Revisions to Periodic Reporting Requirements for Commodity Pool Operators The Commodity Futures...

[32422] April 27, 2020 TO: ICI Members Chief Compliance Officer Committee Derivatives Markets Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers RE: NFA Issues Notice to Members Providing...

[32417] April 24, 2020 TO: ICI Members Chief Compliance Officer Committee Derivatives Markets Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers RE: CFTC Staff Issues Time-Limited No-Action...

[32313] March 24, 2020 TO: ICI Members Accounting/Treasurers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Disclosure Distribution Fund Accounting & Financial Reporting Investment Advisers Operations Recordkeeping RE: NFA Provides Relief to CPOs and...

[32306] March 23, 2020 TO: ICI Members Accounting/Treasurers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Disclosure Distribution Fund Accounting & Financial Reporting Investment Advisers Operations Recordkeeping RE: CFTC Staff Issues No-Action...