[30758] June 27, 2017 TO: Registered Fund CPO Advisory Committee RE: Save the Date: November 30 Registered Fund CPO Advisory Committee Meeting in Chicago and November 29 Committee Dinner Please mark your calendars for the next in-person meeting of the Registered Fund CPO Advisory...
[30718] May 25, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers Recordkeeping Technology & Business Continuity Trading and Markets RE...
[30694] May 10, 2017 TO: Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee RE: CFTC Solicits Public Suggestions for "Project KISS" - Member Call on May 24 The Commodity Futures Trading Commission (“CFTC”) recently issued a notice soliciting public...
[30684] April 27, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers Recordkeeping RE: CFTC Staff Issues Exemptive Relief for CTAs to...
[30649] March 20, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Derivatives Investment Advisers Recordkeeping Technology & Business Continuity Trading and Markets RE: ICI...
[30622] March 6, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: DerivativesInternational/Global RE: National Regulators'...
[30598] TO: ICI Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives RE: CFTC Division Issues No-Action Letter for Minimum Transfer Amounts of Margin...
[30595] February 23, 2017 TO: Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee RE: ICI Draft Comment Letter on CFTC Recordkeeping Proposal - Your Comments Requested by March 6 As you know, the Commodity Futures Trading Commission (“CFTC” or “Commission”)...
[30592] February 23, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE: EU Authorities Issue...
