Registered Fund CPO Advisory Committee Content

[29559] December 17, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 89-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 62-15 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ESMA PUBLISHES CONSULTATION PAPER CONCERNING THE LIQUIDATION PERIOD...

  [29538] December 10, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 87-15 REGISTERED FUND CPO ADVISORY COMMITTEE RE: CFTC STAFF EXTENDS NO-ACTION RELIEF FROM CERTAIN RECORDKEEPING REQUIREMENTS UNDER REGULATION 1.35(a)   On December 8, the staff of the Commodity Futures Trading...

[29528] December 4, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 33-15 COMPLIANCE MEMBERS No. 31-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 86-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-15 ETF ADVISORY COMMITTEE No. 29-15 INVESTMENT ADVISER MEMBERS No. 29-15 REGISTERED...

[29491] November 16, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: ICI PROVIDES TRAINING FOR NFA EXAMINATION STAFF; MATERIALS AVAILABLE ON COMMITTEE WEBPAGE   In late October, ICI provided a training session for examination staff of the National Futures Association. ...

[29488] November 16, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: NFA REQUIRES MEMBER FIRMS TO ADOPT CYBERSECURITY PROGRAMS BY MARCH 1, 2016; NFA GENERAL COUNSEL DISCUSSES IMPLEMENTATION   Last month, the Commodity Futures Trading Commission approved an interpretive notice...

[29484] November 12, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 79-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 55-15 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: U.S. PRUDENTIAL REGULATORS PUBLISH JOINT FINAL MARGIN AND CAPITAL...

[29401] October 5, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: IMPORTANT REGISTRATION AND HOTEL INFORMATION: REGISTERED FUND CPO ADVISORY COMMITTEE MEETING IN CHICAGO   As previously announced, the Registered Fund CPO Advisory Committee will hold its fall meeting in Chicago on...

[29356] September 18, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: REGISTER NOW: REGISTERED FUND CPO ADVISORY COMMITTEE MEETING AND DINNER, OCTOBER 26 - 27 IN CHICAGO, IL   An in-person meeting of the Registered Fund CPO Advisory Committee will be held in Chicago on Tuesday...