[28856] March 24, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 20-15 SMALL FUNDS MEMBERS No. 12-15 SEC RULES MEMBERS No. 19-15 RE: ICI SUBMITS STATEMENT TO CONGRESS ON CFTC REAUTHORIZATION ...
[28842] March 19, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 17-15 ICI GLOBAL MEMBERS No. 14-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 12-15 INTERNATIONAL MEMBERS No. 12-15 REGISTERED FUND CPO ADVISORY COMMITTEE SEC RULES...
[28831] March 13, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE CLOSED-END INVESTMENT COMPANY MEMBERS No. 7-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 16-15 SMALL FUNDS MEMBERS No. 11-15 SEC RULES MEMBERS No. 17-15 RE: ICI SUBMITS STATEMENT TO CONGRESS ON CFTC FISCAL YEAR 2016...
[28751] February 19, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: FOLLOW-UP TO JANUARY MEETING AND OTHER DEVELOPMENTS OF INTEREST TO REGISTERED FUND CPOS This memorandum provides follow-up information on an issue that was raised by a member during our January meeting by phone...
[28737] February 13, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 9-15 REGISTERED FUND CPO ADVISORY COMMITTEE INVESTMENT ADVISER MEMBERS No. 5-15 SEC RULES MEMBERS No. 11-15 COMPLIANCE MEMBERS No. 7-15 SMALL FUNDS MEMBERS No. 6-15 RE: SEC CHARGES ADVISER TO ALTERNATIVE MUTUAL...
[28669] January 14, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: REGISTERED FUND CPO ADVISORY COMMITTEE TELEPHONIC MEETING ON JANUARY 22: REGISTRATION AND DRAFT AGENDA The Registered Fund CPO Advisory Committee will meet by phone next Thursday, January 22. The meeting will...
[28659] January 13, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 3-15 REGISTERED FUND CPO ADVISORY COMMITTEE RE: ICI FILES COMMENT LETTER ON CFTC PROPOSAL TO AMEND RECORDKEEPING REQUIREMENTS FOR DCM AND SEF MEMBERS ICI has filed a comment letter on proposed amendments by the...
[28621] December 23, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 92-14 ICI GLOBAL MEMBERS No. 60-14 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 7-14 INTERNATIONAL MEMBERS No. 52-14 INVESTMENT ADVISER MEMBERS No. 32-14 REGISTERED FUND CPO ADVISORY COMMITTEE RE: CFTC’s GLOBAL...
[28616] December 22, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 91-14 REGISTERED FUND CPO ADVISORY COMMITTEE RE: DRAFT COMMENT LETTER ON CFTC PROPOSAL TO AMEND RECORDKEEPING REQUIREMENTS FOR DCM AND SEF MEMBERS; YOUR COMMENTS REQUESTED BY JANUARY 7 The Commodity Futures...
[28600] December 19, 2014 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: REGISTERED FUND CPO ADVISORY COMMITTEE: DATES FOR UPCOMING MEETINGS Please mark your calendars for the first two meetings of 2015 for the Registered Fund CPO Advisory Committee. The Committee will meet by...
