Registered Fund CPO Advisory Committee Content

[29957] June 6, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 37-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 24-16 INTERNATIONAL COMMITTEE No. 31-16 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE...

[29910] May 13, 2016 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 6-16 REGISTERED FUND CPO ADVISORY COMMITTEE SEC RULES MEMBERS No. 20-16 SMALL FUNDS MEMBERS No. 19-16 RE: ICI SUBMITS STATEMENT TO SENATE ON CFTC FISCAL YEAR 2017 APPROPRIATIONS REQUEST   Yesterday, ICI filed a...

[29820] April 8, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 13-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 14-16 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ESMA PUBLISHES A FINAL REPORT CONCERNING THE LIQUIDATION PERIOD APPLIED BY...

  [29799] March 29, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 11-16 EQUITY MARKETS ADVISORY COMMITTEE No. 11-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-16 ETF ADVISORY COMMITTEE No. 8-16 FIXED-INCOME ADVISORY COMMITTEE No. 12-16 INTERNATIONAL COMMITTEE No. 21-16...

[29770] March 15, 2016 TO: REGISTERED FUND CPO ADVISORY COMMITTEE CLOSED-END INVESTMENT COMPANY MEMBERS No. 3-16 SEC RULES MEMBERS No. 10-16 SMALL FUNDS MEMBERS No. 7-16 RE: ICI SUBMITS STATEMENT TO CONGRESS ON CFTC FISCAL YEAR 2017 APPROPRIATIONS REQUEST   Yesterday, ICI filed a...

  [29672] January 28, 2016 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: ICI, OTHER ASSOCIATIONS REQUEST THAT CFTC STAFF REVISE SELECTED FAQS REGARDING FORM CPO-PQR AND DELAY IMPLEMENTATION DATE   ICI, together with the Investment Adviser Association, the Alternative Investment...

[29671] January 27, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 4-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 3-16 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL COMMENT LETTER TO ESMA ON THE LIQUIDATION PERIOD APPLIED BY...

[29624] January 7, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 2-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 1-16 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI GLOBAL COMMENT LETTER TO ESMA ON THE LIQUIDATION PERIOD APPLIED BY...

[29589] December 23, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 92-15 REGISTERED FUND CPO ADVISORY COMMITTEE RE: CFTC ADOPTS AMENDMENTS EXCLUDING COMMODITY TRADING ADVISORS FROM ORAL RECORDKEEPING REQUIREMENT   The Commodity Futures Trading Commission (“CFTC”) recently...

[29587] December 22, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 91-15REGISTERED FUND CPO ADVISORY COMMITTEESECURITIES OPERATIONS ADVISORY COMMITTEE RE: CFTC ADOPTS FINAL MARGIN REQUIREMENTS FOR UNCLEARED SWAPS The Commodity Futures Trading Commission (“CFTC” or “Commission”)...