Registered Fund CPO Advisory Committee Content

[29341] September 15, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 68-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 57-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 45-15 INTERNATIONAL COMMITTEE No. 50-15 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY...

[29322] September 4, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 67-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 44-15 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ESMA ISSUES CONSULTATION PAPER ON DRAFT IMPLEMENTING TECHNICAL STANDARDS...

[29311] September 2, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 66-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 43-15 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ESMA PUBLISHES DISCUSSION PAPER RELATING TO CLEARINGHOUSE MARGIN...

[29284] August 26, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 64-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 42-15 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL DRAFT COMMENT LETTER ON CFTC PROPOSAL ON THE APPLICATION OF...

[29274] August 21, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 62-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 21-15 ETF ADVISORY COMMITTEE No. 20-15 EQUITY MARKETS ADVISORY COMMITTEE No. 14-15 FIXED-INCOME ADVISORY COMMITTEE No. 27-15 ICI GLOBAL CAPITAL MARKETS UNION TASK...

[29242] August 11, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 18-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 29-15 BROKER/DEALER ADVISORY COMMITTEE No. 39-15 CHIEF RISK OFFICER COMMITTEE No. 20-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-15 COMPLIANCE MEMBERS No. 23-15...

[29188] July 21, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 21-15 CHIEF RISK OFFICER COMMITTEE No. 19-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-15 COMPLIANCE ADVISORY COMMITTEE No. 7-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No...

[29175] July 13, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 54-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 35-15 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: CFTC PROPOSES RULE ON THE APPLICATION OF MARGIN REQUIREMENTS FOR UNCLEARED...

[29134] June 29, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 49-15 REGISTERED FUND CPO ADVISORY COMMITTEE RE: JULY 7 CALL TO SOLICIT MEMBER FEEDBACK REGARDING CFTC REGULATION 3.10(C)(3) AND NETTING OF UNCLEARED SWAPS   We are organizing a brief member call to discuss two areas...

[29126] June 25, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: SAVE THE DATE: OCTOBER 27 REGISTERED FUND CPO ADVISORY COMMITTEE MEETING IN CHICAGO AND OCTOBER 26 COMMITTEE DINNER   Please mark your calendars for the next in-person meeting of the Registered Fund CPO Advisory...