Registered Fund CPO Advisory Committee Content

[28590] December 17, 2014 TO: REGISTERED FUND CPO ADVISORY COMMITTEE DERIVATIVES MARKETS ADVISORY COMMITTEE No. 88-14 RE: DRAFT SAMPLE DISCLOSURE ON JOINT TRANSACTIONS - YOUR COMMENTS REQUESTED BY JANUARY 5; NFA PROPOSES AMENDMENTS TO COMPLIANCE RULE 2-45, HOLDS BOARD ELECTIONS   This...

[28583] December 16, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 87-14 REGISTERED FUND CPO ADVISORY COMMITTEE RE: CFTC STAFF ISSUES NO-ACTION RELIEF FROM CERTAIN RECORDKEEPING REQUIREMENTS UNDER REGULATION 1.35(a)   The staff of the Commodity Futures Trading Commission (“CFTC”...

[28561] December 8, 2014 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: ICI JOINTLY SUBMITS UPDATED FAQS ON FORMS PQR AND PR TO CFTC AND NFA STAFFS   On December 8, ICI, the Investment Adviser Association (“IAA”), and the Alternative Investment Management Association jointly submitted...

[28541] November 25, 2014 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: ICI AND ICI GLOBAL COMMENT LETTERS TO PRUDENTIAL REGULATORS AND CFTC ON PROPOSED MARGIN REQUIREMENTS FOR UNCLEARED SWAPS   ICI and ICI Global submitted comment letters in response to proposals by the Office of...

[28525] November 13, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 78-14 REGISTERED FUND CPO ADVISORY COMMITTEE RE: CFTC PROPOSES TO EXCLUDE COMMODITY TRADING ADVISORS FROM ORAL RECORDKEEPING REQUIREMENT   The Commodity Futures Trading Commission (“CFTC”) recently proposed...

[28474] October 21, 2014 TO: REGISTERED FUND CPO ADVISORY COMMITTEE DERIVATIVES MARKETS ADVISORY COMMITTEE No. 71-14 ICI GLOBAL MEMBERS No. 45-14 INVESTMENT ADVISER MEMBERS No. 30-14 INTERNATIONAL MEMBERS No. 35-14 RE: CFTC GLOBAL MARKETS ADVISORY COMMITTEE HOLDS PUBLIC MEETING ON NON...

[28436]   October 7, 2014 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: LAST OPPORTUNITY TO REGISTER FOR OCTOBER 14 MEETING OF REGISTERED FUND CPO ADVISORY COMMITTEE; DRAFT AGENDA ATTACHED   As you know, the first meeting of the Registered Fund CPO Advisory Committee will be held...

[28416] September 30, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 62-14 ICI GLOBAL MEMBERS No. 35-14 REGISTERED FUND CPO ADVISORY COMMITTEE RE: CFTC RE-PROPOSES MARGIN REQUIREMENTS FOR UNCLEARED SWAPS   Recently, the Commodity Futures Trading Commission (“CFTC”) re-proposed...

[28402] September 24, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 61-14 REGISTERED FUND CPO ADVISORY COMMITTEE RE: COURT STRIKES DOWN KEY CLAIMS IN LAWSUIT ON CFTC CROSS-BORDER GUIDANCE   On September 16, the United States District Court for the District of Columbia (“Court”)...

[28387] September 23, 2014 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: REGISTRATION NOW OPEN FOR REGISTERED FUND CPO ADVISORY COMMITTEE MEETING ON TUESDAY, OCTOBER 14, 2014; SPACE IS LIMITED   The first meeting of the Registered Fund CPO Advisory Committee has been scheduled for...