Registered Fund CPO Advisory Committee Content

[29090] June 15, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10-15 CHIEF RISK OFFICER COMMITTEE No. 18-15 COMPLIANCE ADVISORY COMMITTEE No. 6-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 45-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15...

[29083] June 10, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 44-15 SMALL FUNDS MEMBERS No. 27-15 SEC RULES MEMBERS No. 39-15 RE: ICI SUBMITS LETTER OF SUPPORT TO HOUSE OF REPRESENTATIVES FOR...

[29068] June 5, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-15 CHIEF RISK OFFICER COMMITTEE No. 17-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-15 COMPLIANCE ADVISORY COMMITTEE No. 5-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41...

[29057] June 4, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-15 CHIEF RISK OFFICER COMMITTEE No. 16-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-15 COMPLIANCE ADVISORY COMMITTEE No. 4-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39...

[29062] June 4, 2015 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 27-15 REGISTERED FUND CPO ADVISORY COMMITTEE RE: MEMBER INPUT REQUESTED BY JUNE 16:  POSSIBLE REQUEST TO CFTC FOR RELIEF ON ISSUES AFFECTING NON-US COMMODITY POOL OPERATORS   ICI has been contacted by another trade...

[29045] June 2, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 7-15 CHIEF RISK OFFICER COMMITTEE No. 14-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-15 COMPLIANCE ADVISORY COMMITTEE No. 3-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 38...

[29036] May 28, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 11-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 15-15 BROKER/DEALER ADVISORY COMMITTEE No. 20-15 CHIEF RISK OFFICER COMMITTEE No. 12-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-15 COMPLIANCE MEMBERS No. 20-15...

[28904] April 17, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: DRAFT AGENDA FOR APRIL 29 MEETING OF REGISTERED FUND CPO ADVISORY COMMITTEE; PLEASE REGISTER FOR MEETING AND APRIL 28 COMMITTEE DINNER The Registered Fund CPO Advisory Committee will meet on Wednesday, April 29 in...

[28872] March 27, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE RE: REGISTER NOW:  REGISTERED FUND CPO ADVISORY COMMITTEE MEETING AND DINNER, APRIL 28-29 IN WASHINGTON DC   An in-person meeting of the Registered Fund CPO Advisory Committee will be held on Wednesday, April 29 at ICI...

[28857] March 26, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 21-15 INVESTMENT ADVISER MEMBERS No. 9-15 REGISTERED FUND CPO ADVISORY COMMITTEE SEC RULES MEMBERS No. 20-15 RE: SEC FINALIZES RULES ON SECURITY-BASED SWAP DATA...