Registered Fund CPO Advisory Committee Content

[31590] February 1, 2019 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Fund Accounting & Financial Reporting Intermediary Oversight Investment Advisers Portfolio Oversight Risk...

[31430] October 11, 2018 TO: Registered Fund CPO Advisory Committee RE: October 16 Committee Call to Discuss NFA Draft Interpretive Guidance The National Futures Association (NFA) has invited ICI to provide informal input on the attached draft interpretive notice. The notice is...

[31217] May 21, 2018 TO: Registered Fund CPO Advisory Committee RE: Information Regarding CFTC Rule 4.5: Response Requested by June 1 As we have previously advised, there appears to be a good opportunity for the asset management industry to work with the CFTC to rationalize its...

[31201] May 7, 2018 TO: Registered Fund CPO Advisory Committee RE: Member Calls on May 14 and 30 to Discuss Rule 4.5 Reform During a committee call in mid-April, we discussed ICI’s intention to develop proposals for Rule 4.5 reform. Based on our discussions with CFTC Chairman...

[31163] April 11, 2018 TO: Registered Fund CPO Advisory Committee RE: CPO Committee Call on April 17; Draft Agenda Attached ICI will host a committee conference call on Tuesday, April 17 from 1-2 pm Eastern. On this call, we will provide members with a recap of ICI’s recent meetings...

[31110] February 28, 2018 TO: Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee RE: March 8 Joint Member Call of the Derivatives Markets Advisory Committee and the Registered Fund CPO Advisory Committee On Thursday, March 8, from 2:30-3:30 pm ET , ICI will...

[30948] November 13, 2017 TO: Registered Fund CPO Advisory Committee RE: Draft Agenda, Registration Information: Registered Fund CPO Meeting in Chicago As previously announced, the Registered Fund CPO Advisory Committee will hold its fall meeting in Chicago on November 29-30...

[30918] October 18, 2017 TO: Registered Fund CPO Advisory Committee RE: Register Now: Registered Fund CPO Advisory Committee Meeting and Dinner, November 29-30 in Chicago, IL An in-person meeting of the Registered Fund CPO Advisory Committee will be held in Chicago on Thursday...

[30889] September 28, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Compliance Derivatives International/Global Investment Advisers Recordkeeping...

[30869] September 13, 2017 TO: Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee RE: ICI Draft Comment Letter on CFTC "Project KISS" - Comments Requested by September 20 In May, the Commodity Futures Trading Commission (CFTC) issued a notice soliciting...