Registered Fund CPO Advisory Committee Content

The Office of Information and Regulatory Affairs released the Spring 2022 Unified Agenda of Regulatory and Deregulatory Actions on June 21, 2022.

ICI has filed the attached comment letter with the SEC on its recent Private Funds Advisers proposal. The letter addresses proposed amendments to the Investment Advisers Act that would, among other things, require investment advisers to prepare a quarterly statement disclosing private...

In March, FINRA issued a regulatory notice expressing concerns associated with the sale of complex products and options to retail investors, and soliciting comment on related practices and potential rule enhancements.

As previously announced, ICI will hold a virtual meeting of the Registered Fund CPO Advisory Committee on Tuesday, December 7 from 1-2 pm ET. A draft agenda is attached.

ICI will hold a virtual meeting of the Registered Fund CPO Advisory Committee on Tuesday, December 7 from 1:00-2:00 pm ET. We are pleased to announce that Ruth Epstein, a Partner at Stradley Ronon and ICI's counsel on CPO issues, will join us for the meeting.

On May 26, the Market Participants Division of the Commodity Futures Trading Commission (CFTC or "Commission") issued updated responses to frequently asked questions (FAQs) regarding CFTC Regulation 4.27 and CFTC Form CPO-PQR.[1] The FAQs are summarized briefly below.

[33488] April 20, 2021 TO: Registered Fund CPO Advisory Committee RE: NFA to Participate at April 28 Registered Fund CPO Committee Meeting - Register Now On Wednesday, April 28 from 11 am ? 12:30 pm ET, ICI will hold a virtual meeting of the Registered Fund CPO Advisory Committee. We...