Equity Markets Advisory Content

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31390

Additional Speakers for October 3 Equity Markets Advisory Committee Meeting

[31390] September 19, 2018 TO: Equity Markets Advisory Committee RE: Additional Speakers for October 3 Equity Markets Advisory Committee Meeting The fall meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, October 3, 2018. The meeting will be held at the...
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Memo#
31383

Tick Size Pilot to End on Friday, September 28

[31383] September 12, 2018 TO: Equity Markets Advisory Committee RE: Tick Size Pilot to End on Friday, September 28 The Securities and Exchange Commission recently announced that it will allow the Tick Size Pilot Program to terminate at the end of trading on Friday, September 28, 2018...
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Memo#
31346

ICI Member Call September 6: Follow-Up Discussion on TMPG White Paper

[31346] August 23, 2018 TO: Chief Risk Officer Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Operations Committee Securities Operations Advisory Committee RE: ICI Member Call September 6: Follow-Up Discussion on TMPG White Paper Earlier this week...
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Memo#
31344

SEC Adopts Rules for the Regulation of NMS Stock Alternative Trading Systems

[31344] August 22, 2018 TO: ICI Members ICI Global Members Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee SUBJECTS: Trading and Markets RE: SEC Adopts Rules for the Regulation of NMS Stock Alternative Trading Systems The Securities and...
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Memo#
31320

ICI Files Comment Letter with SEC on Standards of Conduct Proposals

[31320] August 7, 2018 TO: ICI Members Investment Company Directors Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Investment Advisers Committee Operations Committee Pension Committee Pension Operations Advisory Committee Sales and Marketing Committee...
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Memo#
31267

Hong Kong Regulators Issue Consultation Paper on Proposed Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions; Calls Scheduled for Tuesday, July 17 at 3 pm (Eastern) and Thursday, July 19 at 9 am (Hong Kong)

[31267] June 29, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Pacific Chapter ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Trading and Markets RE: Hong Kong Regulators Issue Consultation Paper on...