Equity Markets Advisory Content

[31256] June 22, 2018 TO: Equity Markets Advisory Committee RE: Save the Date - October 3 Equity Markets Advisory Committee Meeting The fall meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, October 3, 2018. The meeting will be held at the Investment...

[31255] June 21, 2018 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee RE: SEC Fixed Income Market Structure Advisory Committee Meeting Scheduled for Monday, July...

[31242] June 8, 2018 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Global Trading & Markets Committee RE: ICI Member Call to Discuss SEC Roundtable on Thinly-Traded Securities Scheduled for June 18 at 1:00 pm (ET) The SEC...

[31218] May 23, 2018 TO: ICI Members ICI Global Members SUBJECTS: Trading and Markets RE: ICI Submits Comment Letter on SEC's Proposed Transaction Fee Pilot for NMS Stocks ICI submitted the attached comment letter in response to an SEC proposal for a pilot program to study the effects...

[31214] May 18, 2018 TO: Closed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: Revised Draft Comment Letter on SEC's Proposed Transaction Fee Pilot for NMS Stocks; Member Comments Due to ICI by 5:00 p...

[31205] May 10, 2018 TO: Closed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: ICI Draft Comment Letter on SEC's Proposed Transaction Fee Pilot for NMS Stocks; Member Comments Due to ICI by May 17 The...

[31173] April 19, 2018 TO: Equity Markets Advisory Committee RE: SEC Leadership Outlines Views on Equity Market Structure SEC Chairman Clayton recently outlined his views on equity market structure in a speech at the Equity Market Structure Symposium in Chicago. [1] Brett Redfearn...

[31176] April 20, 2018 TO: ICI Members ICI Global Members SUBJECTS: Fixed Income Securities Trading and Markets RE: IOSCO Publishes A Final Report on Regulatory Reporting and Public Transparency in Secondary Corporate Bond Markets The Board of the International Organization of...

[31154] April 10, 2018 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee RE: April 9 SEC Meeting of Fixed Income Market Structure Advisory Committee On April 9th...

[31153] April 10, 2018 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee Money Market Funds Advisory Committee SUBJECTS: Compliance Derivatives International/Global Investment Advisers Money...