Equity Markets Advisory Content

[31458] October 26, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: ICI and Other Trade Associations Request That SEC Re-Propose...

[31457] October 24, 2018 TO: Equity Markets Advisory Committee RE: SEC Sets Aside Certain Market Data Fees of NYSE Arca and Nasdaq The Securities and Exchange Commission (SEC) recently took two actions with respect to the regulation of market data fees— i.e. , the fees that national...

[31452] October 24, 2018 TO: Equity Markets Advisory Committee RE: Save the Date - February 13 Equity Markets Advisory Committee Meeting A meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, February 13, 2019. The meeting will be held at Capital Group’s...

[31425] October 8, 2018 TO: Equity Markets Advisory Committee RE: Member Call to Discuss Equity Market Structure Priorities on Monday, October 22 at 1:00 p.m. (ET) ICI’s Equity Markets Advisory Committee will hold a call at 1:00 p.m. (Eastern) on Monday, October 22, 2018 to discuss...

[31423] October 8, 2018 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee RE: SEC Fixed Income Market Structure Advisory Committee Meeting Scheduled for Monday, October 29, 2018 The Securities and Exchange Commission Fixed Income Market Structure Advisory Committee...

[31417] October 1, 2018 TO: ICI Members ICI Global Members SUBJECTS: Trading and Markets RE: ICI Submits Second Comment Letter in Response to SEC's Proposed Transaction Fee Pilot ICI recently filed the attached comment letter, its second in response to the Securities Exchange...

[31409] September 26, 2018 TO: ICI Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives Trading and Markets RE: Prudential Regulators Adopt Amendments Conforming Swap Margin Rules to Rules on Qualified Financial Contracts The...

[31404] September 25, 2018 TO: Equity Markets Advisory Committee RE: SEC Announces Roundtable on Market Data and Market Access The Securities and Exchange Commission recently announced that its Division of Trading and Markets will host a two-day roundtable on October 25 and 26 on...

[31396] September 20, 2018 TO: Equity Markets Advisory Committee SEC Rules Committee RE: SEC Announces Roundtable on Combating Retail Investor Fraud The Securities and Exchange Commission recently announced that its Division of Trading and Markets will host a roundtable on September...

[31392] September 19, 2018 TO: Closed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: Draft ICI Comment Letter on Proposed Transaction Fee Pilot for NMS Stocks; Member Comments Requested by September...