Equity Markets Advisory Content

[31792] June 7, 2019 TO: Equity Markets Advisory Committee ICI Global Trading & Markets Committee RE: ESMA Issues Revised Position on MiFIR Share Trading Obligation; FCA Voices Concerns As previously reported, the European Securities and Markets Authority (ESMA) has outlined how the...

[31791] June 6, 2019 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee RE: SEC Fixed Income Market Structure Advisory Committee Meeting Scheduled for Tuesday, June 11, 2019 The Securities and Exchange Commission Fixed Income Market Structure Advisory Committee...

[31771] May 23, 2019 TO: ICI Members ICI Global Members Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee SUBJECTS: Trading and Markets RE: SEC Issues Order Approving Amendment to Limit Up-Limit Down Plan The Securities and Exchange Commission (SEC) recently...

[31773] May 23, 2019 TO: Equity Markets Advisory Committee RE: SEC Establishes Commencement and Termination Dates of the Pre-Pilot Period for the Transaction Fee Pilot Program The Securities and Exchange Commission (SEC or Commission) recently took steps to initiate a pilot program to...

[31755] May 10, 2019 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Parliament and Council Adopt Overhaul of CCP Supervision with Amendments to EMIR The European...

[31754] May 9, 2019 TO: Chief Risk Officer Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Operations Committee Securities Operations Advisory Committee RE: Follow-up on TMPG Proposed Best Practices As discussed on our member call, the Treasury Market...

[31748] May 7, 2019 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee Fixed-Income Advisory Committee RE: ICI Member Call on May 21 at 1:00 PM (Eastern) to Discuss FINRA's Proposal to Study Changes to Corporate Bond Dissemination Rules As previously reported...

[31745] May 6, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee International Operations Advisory Committee SUBJECTS: International/Global Operations Trading and Markets RE: HK SFC Joint Consultation Paper on a Revised Operational Model for...

[31744] May 2, 2019 TO: Equity Markets Advisory Committee RE: SEC Delays Compliance Date For Certain Order Handling Disclosure Rules Last fall, the Securities and Exchange Commission (SEC) amended its order handling disclosure rules to provide more meaningful information to market...

[31742] May 1, 2019 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Parliament and Council Adopt Legislation to Amend EMIR The European Parliament and Council...