Equity Markets Advisory Content

[31958] September 11, 2019 TO: ICI Members Fixed-Income Advisory Committee SEC Rules Committee SUBJECTS: Fixed Income Securities Trading and Markets RE: Treasury and HUD Submit Housing Finance Reform Plans to President On September 5th, the US Department of Treasury and the US...

[31956] September 10, 2019 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Trading and Markets RE: SEC Delays Compliance Date for Certain Order Handling Disclosure Rules In November of 2018, the Securities and Exchange Commission (“SEC”) amended its order handling...

[31938] September 5, 2019 TO: Equity Markets Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA CP on the Development of Market Data Prices...

[31930] September 4, 2019 TO: Equity Markets Advisory Committee RE: Draft Agenda and Guest Speakers for October 2 Equity Markets Advisory Committee Meeting The fall meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, October 2, 2019. The meeting will be...

[31928] August 30, 2019 TO: Equity Markets Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA CP on the Development of Market Data Prices and...

[31914] August 21, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Anti-Money Laundering International/Global Operations Trading and Markets RE: Monetary Authority of Singapore (MAS) Issues Consultation on the Requirements on...

[31911] August 20, 2019 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Trading and Markets RE: SEC Staff Issues Responses to Frequently Asked Questions Concerning Amendments to Rule 606 of Regulation NMS The staff of the SEC’s Division of Trading and Markets recently...

[31910] August 20, 2019 TO: Equity Markets Advisory Committee RE: August 27 Call of ICI's Equity Markets Advisory Committee ICI’s Equity Markets Advisory Committee will hold a call on Tuesday, August 27 at 4:05 pm (ET) to discuss: (1) a proposal by CBOE EDGA to introduce an...

[31888] August 5, 2019 TO: Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ICI to Hold Member Call to Discuss ESMA Call for Evidence on the Impact of Inducements and Costs and Charges Disclosure Requirements Under MiFID...

[31885] August 2, 2019 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee SUBJECTS: Derivatives Disclosure Fixed Income Securities Fund Accounting & Financial...