Equity Markets Advisory Content

[31737] April 29, 2019 TO: Chief Risk Officer Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Operations Committee Securities Operations Advisory Committee RE: Member Call on May 9 to Discuss TMPG Proposed Best Practices In July, the Treasury Market...

[31727] April 23, 2019 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee Fixed-Income Advisory Committee RE: FINRA Requests Comment on a Proposed Pilot Program to Study Changes to Corporate Bond Dissemination Rules The Financial Industry Regulatory Authority...

[31711] April 12, 2019 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee RE: FINRA to Present Proposed TRACE Block Trade Pilot Program on April 15; Member Call Scheduled on April 24 As previously reported, the SEC Fixed Income Market Structure Advisory Committee...

[31709] April 11, 2019 TO: Equity Markets Advisory Committee RE: EMAC Call on SEC Transaction Fee Pilot April 25 at 1pm Eastern Please join us on Thursday, April 25 at 1:00 pm (Eastern) for a call to discuss the SEC’s transaction fee pilot. Eric McArthur and Jamie Brigagliano from...

[31705] April 9, 2019 TO: ICI Members Investment Company Directors Derivatives Markets Advisory Committee SUBJECTS: Compliance Derivatives Disclosure Investment Advisers Operations Trading and Markets RE: CFTC Adopts Amendments to Notification Requirements for Segregation of Margin...

[31686] March 29, 2019 TO: Equity Markets Advisory Committee ICI Global Trading & Markets Committee RE: ESMA Statement on the Impact of Brexit on the MiFIR Share Trading Obligation The European Securities and Markets Authority (ESMA) recently issued a statement outlining the approach...

[31679] March 26, 2019 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee RE: SEC Fixed Income Market Structure Advisory Committee Meeting Scheduled for Monday, April 15, 2019 The Securities and Exchange Commission Fixed Income Market Structure Advisory Committee...

[31660] March 15, 2019 TO: Equity Markets Advisory Committee RE: SEC Outlines Equity Market Structure Priorities for 2019 SEC Chairman Jay Clayton and Brett Redfearn, Director of the Division of Trading and Markets, addressed the SEC’s equity market structure agenda in a speech on...

[31622] February 21, 2019 TO: Equity Markets Advisory Committee RE: ICI EMAC Call on March 5 from 4:00 - 5:00 pm and Notice of Upcoming Equity Markets Speech by SEC Chairman Clayton This memorandum provides details for an upcoming call of the Equity Markets Advisory Committee on March...

[31602] February 7, 2019 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Trading & Markets Committee RE: European Commission Initiates Consultation Regarding Liquidity and the Euro in FX Markets The European...