Equity Markets Advisory Content

[31597] February 5, 2019 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Operations Advisory Committee Securities Operations Advisory Committee RE: German Ministry of...

[31595] February 4, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Trading and Markets RE: ICI Files Comment Letter on IOSCO Leverage...

[31564] January 16, 2019 TO: ICI Members ICI Global Members Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee SUBJECTS: Trading and Markets RE: ICI Submits Comment Letter on Limit Up-Limit Down Plan Amendment ICI, jointly with the Investors...

[31550] January 9, 2019 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: SEC Requests Comment on Limit Up-Limit Down Plan Amendment: Draft ICI Letter Attached, Member Feedback Requested by Jan. 14 The Securities and Exchange...

[31549] January 9, 2019 TO: Equity Markets Advisory Committee RE: Draft Agenda and Guest Speakers for February 13 Equity Markets Advisory Committee Meeting Dear Members: The next meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, February 13, 2018. The...

[31547] January 4, 2019 TO: ICI MembersICI Global MembersClosed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: SEC Adopts Transaction Fee Pilot Program for NMS Stocks The Securities and Exchange...

[31541] January 3, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives International/Global Trading and Markets RE: Hong Kong SFC Issues Guidance on Funds' Use of Derivatives On 17 December, the Hong Kong Securities and Futures...

[31501] November 28, 2018 TO: Equity Markets Advisory Committee ICI Global Trading & Markets Committee RE: ESMA Issues a Call for Evidence on Periodic Auctions for Equity Instruments The European Securities and Markets Authority (ESMA) recently issued a call for evidence on periodic...

[31492] November 20, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Compliance Derivatives International/Global Investment Advisers Trading and Markets RE: ICI Files...

[31488] November 19, 2018 TO: ICI Members ICI Global Members Equity Markets Advisory Committee SEC Rules Committee SUBJECTS: Trading and Markets RE: SEC Adopts Rules to Improve Transparency of Broker-Dealer Order Handling Practices The Securities and Exchange Commission (SEC or...