Equity Markets Advisory Content

[31150] April 4, 2018 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: Member Call to Discuss European Commission Recommendations on Corporate Bond Markets in Europe As previously...

[31149] March 29, 2018 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee RE: SEC Fixed Income Market Structure Advisory Committee Meeting Scheduled for Monday, April 9, 2018 The Securities and Exchange Commission (SEC) Fixed Income Market Structure Advisory...

[31147] March 29, 2018 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Trading and Markets RE: ESMA Issues Opinion on the Treatment of Packages Under the Trading Obligation for Derivatives The European Securities and Markets Authority (ESMA) recently...

[31135] March 16, 2018 TO: Closed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: SEC Proposes Transaction Fee Pilot Program for NMS Stocks; Member Call on March 29 at 11:00 a.m. Eastern Time The...

[31125] March 12, 2018 TO: ICI Members ICI Global Members Chief Compliance Officer Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Operations Advisory Committee SEC Rules Committee SUBJECTS...

[31084] February 12, 2018 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee Money Market Funds Advisory Committee SUBJECTS: Derivatives International/Global Investment Advisers MiFID, EMIR, AIFMD...

[31064] February 1, 2018 TO: Equity Markets Advisory Committee RE: Brett Redfearn, Director of Trading and Markets, SEC - Additional Speaker for the Equity Markets Advisory Committee Meeting on Tuesday, February 13 An in-person meeting of the Equity Markets Advisory Committee is...

[31057] January 29, 2018 TO: Equity Markets Advisory Committee RE: Draft Agenda and Guest Speakers for February 13 Equity Markets Advisory Committee Meeting The spring meeting of the Equity Markets Advisory Committee has been scheduled for Tuesday, February 13, 2018. The meeting will...

[31050] January 23, 2018 TO: Equity Markets Advisory Committee RE: SEC Approves Cboe Market Close The Securities and Exchange Commission (Commission) recently approved a proposed rule change to allow Bats BZX Exchange (now known as Cboe BZX Exchange) (BZX) to adopt Cboe Market Close...

[31038] January 19, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Alternative Investments Anti-Money Laundering Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Risk Oversight Valuation RE: SEC Letter to ICI on Fund...